对后危机时代金融监管体制创新的检讨与反思:分立与统一的视角  

Review and Reflection on the Innovation of Post-crisis Financial Regulation: From the Perspective of Institutionalization and Comprehensiveness

作　　者：黎四奇[1] 

机构地区：[1]湖南大学法学院,湖南长沙410082

出　　处：《现代法学》2013年第5期76-87,共12页Modern Law Science

基　　金：2011年度国家社会科学基金项目"后危机时代问题金融机构处置法律制度完善研究"(11BFX051);2012年度教育部新世纪优秀人才计划项目(NCET120175)

摘　　要：随着后危机时代的来临,在宏观审慎监管理念的主导下,统一型金融监管体制在世界范围内已成为一种风潮,学界亦对之推崇备至,进而多认为中国的金融体制改革亦必须走一条以金融监管权力集中为导向的统一化道路。从理性角度来看,围绕权力展开的分业模式与统一模式并没有绝对的对与错之别,对一国而言,只存在一个适与不适的问题。与此同时,在学理研究中,统一模式所引发的权力集中、大量私法公法化等风险,也不得不引起关注与重视。In the post-crisis era, under the guidance of macro-prudential regulation doctrine, comprehen- sive financial regulation structure has gained worldwide acceptance for which the academic circle gives high praise. Meanwhile, many hold that China should go with the time and reform its financial regulation system this way. Reasonably, there is no absolute right or wrong about the dispute between comprehensive or institutional mode. For a country, it is of great importance whether it is compatible or not. Besides, in academic research, the risks of power concentration and reduction of private laws should not be ignored.

关 键 词：后危机时代 金融监管体制 权力配置 

分 类 号：F832.1[经济管理—金融学]