论证券消费者权益的法律保护  

On Legal Protection of Securities Consumers' Rights and Interests

作　　者：李旭东[1] 张婧[1] 

机构地区：[1]西南大学法学院,重庆400715

出　　处：《金融发展研究》2013年第10期72-77,共6页Journal Of Financial Development Research

摘　　要：证券消费者是金融消费者的一种,在区别于一般消费者的同时,基于行业的特殊性,又有区别于银行消费者、保险消费者的特殊权利。但我国对证券消费者权益的法律保护明显不足。美国以及中国香港地区针对证券消费者权益保护的专门策略给我们带来启示,可以通过加强金融消费者权益保护统一立法、设立专门的金融纠纷解决机构等措施完善我国对证券消费者的权益保护。Securities consumers are one type of financial consumers, who are different from the common consum- ers due to its industrial particularity. Meanwhile, they have privileges different from the bank consumers and insurance consumers. However, the legal protection of securities consumers＇ rights and interests in China is obviously inade- quate. The special strategies for protection of security consumers＇ rights and interests in the United States and Hong Kong bring us some enlightenment. For example, strengthening the united legislation on protection of financial con- sumers＇ rights and interests, establishing special institutions to settle financial disputes and other measures can be tak- en to improve the protection of securities consumers＇ rights and interests in China.

关 键 词：证券消费者 权益 法律保护 现状 完善建议 

分 类 号：F830.91[经济管理—金融学]