并购基金的监管路径:一个商法思维的分析框架  

Regulatory Path of Buyout Fund:Analytical Framework of the Commercial Law Thinking

作　　者：郑鈜[1] 李潇潇[1] 

机构地区：[1]四川省社会科学院,四川成都610071

出　　处：《南方金融》2014年第1期50-53,共4页South China Finance

基　　金：国家社会科学基金项目<私募股权基金治理法律制度研究>(项目编号:12CFX072)的阶段性研究成果

摘　　要：并购基金是专注于对目标企业股权进行并购的私募股权基金,因其投资对象、投资手段和退出方式较为特殊,需要以体现私法自治和交易自由精神的商法思维作为分析框架来探讨如何对其监管。本文从商法思维的监管目标、监管原则、监管主体、监管对象等四个方面,对并购基金的监管路径进行探讨。Buyout fund is a kind of private equity fund focusing on merger and acquisition of target enterprise equity. As its investments, investment vehicles and exit method are relatively special, it is necessary to discuss its regulatory issues by adopting commercial law thinking that reflects the spirit of private law autonomy and trade liberalization as the analytical framework. This paper discusses the regulatory objectives, regulatory principles, regulatory authorities and regulatory targets of commercial law thinking and explores the regulatory path of buyout fund.

关 键 词：并购基金 监管 商法思维 分析框架 

分 类 号：F830.9[经济管理—金融学]