公私合营(PPP)基础设施项目风险再分担研究  

Re-allocating Risks for PPP Infrastructure Projects During Implementation Phase

作　　者：周和平 陈炳泉[2] 许叶林[3] 

机构地区：[1]贵州大兴新区管委会,贵州铜仁554400 [2]香港理工大学建筑及房地产学系 [3]浙江理工大学建工学院,浙江杭州310018

出　　处：《工程管理学报》2014年第3期89-93,共5页Journal of Engineering Management

基　　金：国家自然科学基金(青年)项目(71101130);浙江省"钱江人才"项目(QJC1302019)

摘　　要：公平的风险分担是PPP项目成功的关键。特许经营合同体现PPP项目"事前"的风险分担,当项目出现预料之外的风险或预估风险的重要性发生重大变化时,政府和特许经营人就需要对原先的风险分担方案进行调整,以保障项目的经济生存能力和项目相关者的利益。通过12个代表性PPP案例的分析,识别了9个发生再分担的风险因素,并对风险再分担的决定因素和影响因素进行了探讨,以期为后续PPP项目的风险管理提供参考和借鉴。Equitable risk allocating is essential to the success of PPP projects, when unpredictable risk occurred or the importanceof estimated risks changed. The initial risk allocating model defined in concession agreement may need further modification duringimplementation phase. This paper aims to identify the critical factors affecting the risk allocating of PPP projects and explorepractical experiences for risk re- allocating based on the study of 12 PPP case projects. The lessons learned are beneficial to provide areference for the risk management of PPP projects in future.

关 键 词：公私合营 基础设施项目 风险管理 风险再分担 

分 类 号：F284[经济管理—国民经济]