我国跨国破产承认与协助制度:理论、实践与规则完善  

China's Recognition and Assistance System of Cross-border Insolvency:Theory, Practice and Improvement of Rules

作　　者：郭玉军 付鹏远 GUO Yujun;FU Pengyuan

机构地区：[1]武汉大学国际法研究所

出　　处：《武大国际法评论》2018年第4期1-16,F0003,共17页Wuhan University International Law Review

摘　　要：跨国破产程序域外效力的传统理论包括地域主义和普遍主义,两者各自的封闭性和理想化都无法满足目前跨国破产司法实践的需要,而折中的新实用主义可以较好地协调本国利益和国际合作这两种诉求。基于这一理论,我国应扬弃地借鉴美国等发达国家和联合国、欧盟的经验,完善和细化我国跨国破产承认与协助制度的具体规则,主要包括:明确跨国破产程序的管辖权和效力,赋予外国破产管理人相应资格和职权,确定承认外国破产程序的范围、依据和条件,确定对外国破产程序的救济措施和效力范围,从而为"一带一路"和双向投资大国的建设提供法律支持。The traditional theories about the extraterritorial effect of cross-border bankruptcy proceedings include territorialism and universalism.The corresponding closeness and idealization of these theories cannot meet the needs of judicial practice in cross-border insolvency.However,the theory of new pragmatism can coordinate the demands of both national interests and international cooperation well enough to fairly and efficiently solve legal problems of transnational bankruptcy.Based on our current bankruptcy laws,China should learn from the legislation of United Nations,European Union,and developed countries like United States to improve and refine the specific rules in respect of the recognition and assistance of foreign insolvency proceedings,which mainly includes the following aspects:jurisdiction and effect of foreign proceedings,qualification and rights of foreign trustee in bankruptcy scope,basis and prerequisites of recognition of foreign proceedings,the relief for foreign proceedings and its scope of validity,for the purpose of providing legal support for the construction of the"Belt and Road"and a great power of international investment.

关 键 词：跨国破产 外国破产程序 承认与协助 外国破产管理人 平行破产程序 

分 类 号：D922.291.92[政治法律—经济法学]