金融科技发展对区域创新绩效的作用研究  

The effect of financial science and technology development on regional innovation performance based on the regional openness

作　　者：王栋[1,2] 赵志宏[1] WANG Dong;ZHAO Zhi-hong(China Bohai Bank,Tianjin 300012,China;College of Management and Economica,Tianjin University,Tianjin 300072,China)

机构地区：[1]渤海银行股份有限公司,天津300012 [2]天津大学管理与经济学部,天津300072

出　　处：《科学学研究》2019年第1期45-56,共12页Studies in Science of Science

基　　金：国家社会科学基金重大项目(11&ZD141)

摘　　要：基于创新价值链理论,将区域创新过程分成创新研发和成果转化两个子阶段,构建金融科技发展对区域创新作用的概念作用模型。在考虑区域开放度影响下研究二者的作用机制,并进一步分析区域政策和资源禀赋的调节作用。研究结果显示:我国区域创新的整体效率较低,主要是因为区域创新研发效率不高造成的。一方面,金融科技的发展优化了区域金融生态环境,通过金融发展的规模扩大、结构优化和效率提升促进区域创新绩效;另一方面,金融科技通过促进区域贸易和投资开放度提升创新研发效率,通过促进区域生产开放度提升创新成果转化效率;经济发展均衡的区域创新研发效率较高,经济发展不均衡的区域成果转化效率较高;现阶段我国创新支持政策多为促进成果转化而非创新研发,进而导致其政策效果不佳。基于上述分析结果,金融科技发展对区域金融生态和区域开放度的作用可以得到更好的指导,以此提高区域创新效率。Based on the innovation value chain theory,dividing the regional innovation process into two sub-processes( innovation research and achievement transformation),we establish the conceptual model of the role of financial science and technology development in regional innovation. Considering the influence of the degree of regional openness,we study the affect mechanism of the two and we further analyze the regulatory role of regional policies and resource endowments. The results show that: the overall efficiency of regional innovation in China is low,mainly due to the inefficiency of regional innovation research. On the one hand,the development of financial science and technology has optimized the ecological environment of regional financial,and through the scale expansion of financial development,structural optimization and efficiency enhancement,regional innovation performance is promoted. On the other hand,financial science and technology improve the efficiency of innovation research through promoting regional trade and investment openness and promote the efficiency of innovation achievements transformation by promoting regional production openness. In the regions with balanced economic development,the efficiency of regional innovation research is higher;in the regions with unbalanced economic development,the efficiency of regional achievements transformation is higher. At present,China’s innovation supportive policies are mostly to promote the achievements transformation rather than innovation research,thus the policy is relatively ineffective. Based on the above analysis results,the effect of the development of financial science and technology in regional financial ecology and regional openness can be guided better to improve the efficiency of regional innovation.

关 键 词：区域开放度 金融科技 金融发展 区域创新 

分 类 号：F832.3[经济管理—金融学]