交易成本、治理成本与边界选择:制度变迁中煤电交易的博弈问题  

Transaction Cost,Governance Cost and Boundary Decision:The Game between Coal Enterprises and Thermal Power Enterprises in Institutional Changes

作　　者：谭忠富[1] 刘平阔[1] 

机构地区：[1]华北电力大学能源环境经济研究所,北京102206

出　　处：《华东经济管理》2015年第1期73-80,共8页East China Economic Management

基　　金：国家自然科学基金项目(71273090)

摘　　要：文章定义了交易—治理总成本,利用制度变迁演化博弈分析和交易成本离散结构分析,对中国煤电交易的经济行为及边界选择的问题进行研究。研究结果表明:理论层面,煤炭企业和火力发电企业进行策略选择时,交易成本和治理成本是双方做出有效选择的基础;技术层面,煤、电企业在选择"购买"或"生产"的问题时,不仅要根据概率和成本等信息做出交易决策,还要根据企业的专用性资产现状,分析长期交易的成本节约问题;现实层面,当煤炭企业和火力发电企业的专用性资产发生变化时,随着制度变迁,策略选择会体现三种趋势,即市场制、混合制和层级制。并据此提出了相关的政策建议。The paper,by defining the total cost of transaction-and-governance and employing evolutionary game theo-ry and discrete structural analysis of transaction cost in institutional changes,makes a study on economic behaviorand boundary decision between coal enterprises and thermal power enterprises in China. The results show that： Intheory, transaction cost and governance cost are the basis for two types of enterprises to make valid decisionswhen choosing the boundary. In technology, when making ＂make-or-buy＂ decisions, both sides need not only tocalculate the probability and cost to make trading decisions,but also to solve the long-term cost-saving problem ac-cording to specific assets of enterprises. In reality, when the specific assets of both coal enterprises and thermalpower enterprises vary along with the institutional changes, tactic decisions will reflect three trends, namely themarket,the hybrid and the hierarchy. Finally,the paper puts forward some policy recommendations.

关 键 词：演化博弈分析 离散结构分析 边界选择 煤电交易 

分 类 号：F224[经济管理—国民经济] F206