循环经济下我国钢铁企业技术效率与技术创新研究  

Analysis of Chinese Iron and Steel Enterprises' Technical Efficiency and Technological Innovation Under Circular Economy

作　　者：张庆芝[1,2] 何枫[1] 雷家骕[3] 

机构地区：[1]北京科技大学东凌经济管理学院,北京100083 [2]中国科学院大学科技管理学院,北京100049 [3]清华大学经济管理学院,北京100084

出　　处：《研究与发展管理》2014年第6期1-8,128,共9页R&D Management

基　　金：国家自然科学基金资助项目"减量化与低碳双重约束下我国高能耗制造企业技术效率评价与提升研究"(71272160);中央高校基本科研业务费专项资金资助项目"循环经济减量化原则下我国制造企业效率评价理论与方法及其在钢铁产业中的应用"(FRF-TP-09-022A);教育部新世纪优秀人才支持计划"循环经济与低碳约束下我国高能耗制造业效率优化研究"(NCET-12-0772)

摘　　要：传统评价我国钢铁企业技术效率时,没有考虑钢铁企业对能源、资源的消耗以及对环境的污染,本文运用Undesirable-SBM模型,考虑循环经济下我国钢铁企业技术效率,将能耗、水耗及非期望产出纳入评价模型,对2006—2010年我国钢铁企业技术效率进行综合评价,重点考察技术创新及资源循环利用程度对钢铁企业技术效率的影响.研究发现,非效率广泛存在于我国钢铁企业当中,企业之间的效率差距较大,在现有技术条件下,还存在较大的节能减排潜力;教育投资率、三废综合利用产值率对技术效率显著正影响,研发投资率、环保投资率、水循环利用率对技术效率影响不显著.The past research didn＇ t take energy consumption and environment pollution into consideration when evalua- ting Chinese iron and steel enterprises＇ technical efficiency. Based on Undesirable-SBM model, it investigated techni- cal efficiency of Chinese iron and steel enterprises from 2006 to 2010 by taking energy consumption, water consumption and undesirable outputs into consideration. It also evaluated the effect of technological innovation and utilization of re- source recycling to technical efficiency. The results show that the average technical efficiency was very low indicating inefficiency in many enterprises. These enterprises have huge potential to reduce energy consumption, water consump- tion as well as waste emission. Education investment and value of utilization waste have significant positive effect on technical efficiency while R＆D, environment investment and water recycling have no significant effect on technical effi- ciency.

关 键 词：循环经济 钢铁企业 技术效率 技术创新 

分 类 号：F203[经济管理—国民经济]