政策激励、知识累积与清洁技术偏向——基于中国汽车行业省际面板数据的分析  

Policy Incentives, Knowledge Accumulation and Biased Clean Technology:An Analysis Based on Provincial Panel Data of China's Auto Industry

作　　者：王俊[1,2] 刘丹[2] 

机构地区：[1]华中科技大学经济学院,湖北武汉430074 [2]湖南科技大学商学院,湖南湘潭411201

出　　处：《当代财经》2015年第7期3-15,共13页Contemporary Finance and Economics

基　　金：教育部人文社会科学研究青年基金项目"基于分工演化的区域内城市层级的结构优化与协同发展研究"(12YJC790186);国家社会科学基金一般项目"农村劳动力就业转型长效机制构建研究"(12BJY091);国家自然科学基金面上项目"环境规制作用下污染密集型产业空间演变的动力机制与调控模式研究"(41271140)

摘　　要：为了探讨促使厂商研发转向清洁技术的影响因素,运用我国2001-2013年的汽车专利申请量等数据,分析偏向新能源汽车技术创新的政策激励和知识累积的影响。结论表明:(1)清洁产品的市场培育政策和环境治理政策对传统技术和清洁技术的创新均产生了正向作用,但政府对汽车技术的研发资助政策影响不显著;(2)政策激励没有导致清洁技术对传统技术的替代效应,环境治理型政策对清洁技术创新有更大的影响,清洁技术偏向的政策效应对于汽车行业而言有待观察;(3)技术创新具有显著的路径依赖特征,外部技术对部门内技术创新有正向的知识溢出效应,部门内两种技术的交互作用效应显著,其中传统技术对清洁技术有溢出效应,清洁技术却对传统技术有抑制效应。To explore the influential factors in promoting firms to develop clean technology, this paper tries to analyze the impacts of policy incentives and knowledge accumulation on the biased new energy automotive technology innovation by using the patent application data of China＇s auto industry during 2001-2013. The results show that： （1） the market cultivation policy for clean products and the environmental governance policy have generated positive effects on the innovation of both traditional technology and clean technology, but the government＇s R＆D subsidy policy for automotive technology has no significant effect; （2） the policy incentives have not resulted in the substitution effects of clean technology for the traditional technology, the environmental governance policy has produced more influence on the clean technology innovation, while the policy effect of the biased clean technology on the auto industry remains to be seen; （3） technology innovation has significant characteristics of path dependence, the external technology has positive knowledge spillover effects on the internal technology innovation, and the two kinds of internal technologies have significant interactive effects, in which the traditional technology has spillover effects on the clean technology while the clean technology has inhibitory effects on the traditional technology.

关 键 词：政策激励 清洁技术 技术创新 

分 类 号：F062.9[经济管理—政治经济学]