企业排污权交易行为及交易制度稳定性影响  

Enterprise's Emission Trading Behavior and the Effect of Emission Trading Institution Stability

作　　者：张文彬[1] 李国平[1] 王奕淇[1] 

机构地区：[1]西安交通大学经济与金融学院

出　　处：《经济与管理研究》2015年第9期96-102,共7页Research on Economics and Management

基　　金：国家社会科学基金重大项目"完善生态补偿机制研究"(12&ZD072);国家社会科学基金项目"土地使用权流转背景下矿产资源开采地居民持续受益机制研究"(14BJL108)

摘　　要：排污权交易制度是以科斯产权理论为基础,以环境资源有偿使用和市场交易机制为前提,实现内部化外部成本的制度安排。现阶段关于排污权交易制度的研究多集中在排污权初始分配的研究上,对二级交易市场的研究较少。文章将排污权交易企业分为购买者、让渡者和自足者三类,分别对三者在排污权交易制度调整前后两阶段的行为选择进行分析,随后讨论了排污权交易制度稳定性对环境绩效的影响,结果表明稳定的排污权交易制度有利于环境绩效的提升。文章最后提出完善排污权交易制度进而提升环境绩效的政策建议。The emission trading institution is based on Coase＇s property right theory, and on the premise of the paid use of environmental resources and market exchange mechanism, in order to realize the internalization of external costs Study on the emission trading institution at the present mostly focuses on the initial allocation of emission rights, rather than the secondary trading market. The paper divides the emission trading companies to three categories as buyers, transfer and self-contained, and analyses their behavior in the two stage before and after the adjustment of emission trading institution, then discusses the influence of the stability of emission trading institution on the environmental performance. The results show that the stability of emission trading institution is conductive to the environmental performance. Finally, the paper provides policy suggestions to improve the emission trading institution and environmental performance.

关 键 词：排污权交易 排污权投资 环境绩效 

分 类 号：F062.1[经济管理—政治经济学]