对国外专利池反垄断政策的宏观影响因素研究  

A research on macroscopic factors of antitrust policyagainst foreign patent pool

作　　者：朱相宇[1] 乔小勇[1] 

机构地区：[1]北京工业大学经济与管理学院,北京100124

出　　处：《科研管理》2015年第9期134-140,共7页Science Research Management

基　　金：国家社会科学基金"我国科技服务业自主创新体系国际化发展模式与政策选择研究"(14CGL003;2014.06-2016.12);国家社会科学基金"我国反补贴政策产业救济效果评估体系与方法研究"(12CGL088;2012.06-2015.06)

摘　　要：专利池一直是各国反垄断机构审查的重点对象。构建由二元选择模型和滞后变量模型组成的组合模型,选取美国、欧盟和日本发起的24起专利池反垄断案件及其国内宏观经济发展相关数据,实证研究对国外专利池反垄断政策实施的宏观影响因素。研究结果显示,是否具有成熟的反垄断法律体系的影响方向并不确定,经济增长率具有显著负影响,失业率、贸易逆差和进口渗透率具有显著正影响。进一步选取2004年我国企业在美国起诉DVD 3C专利池案件进行案例分析,在此基础上,得出相应结论与启示。Patent pool is always the focus of review by anti -trust regulators. This paper constructs a composition model composed of the binary choice model and the lagged variable model, selects some data related to 24 anti -monopoly cases of patent pool of the United States, European Union and Japan and to China＇ s macroeconomic development, and makes an empirical research on the macroscopic factors of anti - monopoly for foreign patent pool. The result shows that whether the antitrust law system is mature, its impact direction is uncertain, the economic growth rate has a significant negative effect, the unemployment rate, trade deficit and import penetration rate has significant positive effects, and then it further selects the case in which Chinese enterprises prosecute DVD 3C patent pool in the United States in 2004 to analyze as a case study. On this basis, some conclusions and enlightenmnts are obtained from this paper.

关 键 词：专利池 反垄断政策 宏观影响因素 

分 类 号：F062.9[经济管理—政治经济学]