英国企业预防行贿失职罪的充分程序抗辩——兼谈对我国治理商业贿赂的启示  

British Firms' Full Procedure Defense Preventing the Bribery and Delinquency Offense

作　　者：印波[1] 高远[2] 

机构地区：[1]北京师范大学刑事法律科学研究院,北京100875 [2]北京师范大学法学院,北京100875

出　　处：《河北经贸大学学报》2015年第6期132-136,共5页Journal of Hebei University of Economics and Business

基　　金：国家社会科学基金项目"刑事司法业务考评对程序性法律后果的冲击与反制研究"(14CFX068);2013年度教育部留学回国人员科研启动基金资助项目"刑事诉讼行为瑕疵程序性治理研究"(教外司留[2013]693号)

摘　　要：英国2010年《反贿赂法》最具特色的制度创新当属适用严格证明责任的"企业预防行贿失职罪"的"充分程序"抗辩制度。如果被指控的企业可以证明内部建立了充分程序防范行贿行为,便免除未能预防"关联人"行贿应当承担的法律责任。英国司法部出台的《指引》对于充分程序的执行提供了详细指导。建构充分程序需要遵守合比例程序、高层承诺、风险评估、尽职调查、沟通交流、监控与检讨六项原则。我国需要借鉴英国的充分程序抗辩,重视程序法对于法律责任技术配置功能,采用事先预防和事后惩治结合的治理贿赂立法模式,借鉴和适用企业预防贿赂的常识性法律原则。The ＂anti-bribery laws＂ is the most distinctive system innovation, and is the ＂full program＂ detense system apply strict burden of proof ＂corporate corruption prevention of negligence＂ of in 2010. If the accused enterprises can prove that the internal established full program to prevent bribery, ＂associates＂ bribery can be remitted bearing the legal responsibility. Guidance published by the British justice provides detailed guidance for the full execution. Constructing the full program needs to follow six principles of proportion, high-level commitment, risk assessment, due diligence, communication, monitoring and review. For better application of the British in defense, we should attach great importance to the procedural law for the legal responsibility technical configuration function, by using the combined management of prior prevent and punish afterwards bribery legislation mode, reference the colnmon-sense principles and laws of enterprises to prevent bribery.

关 键 词：反贿赂法 行贿失职罪 充分程序抗辩制度 法律责任 贿赂犯罪 治理贿赂 商业贿赂 

分 类 号：D922.29[政治法律—经济法学]