论美国金融监管法律制度变迁的政治逻辑  

Political Logic behind the Institutional Changes of American Financial Supervision Law

作　　者：周淳[1] 

机构地区：[1]浙江大学光华法学院

出　　处：《法学评论》2015年第6期53-60,共8页Law Review

摘　　要：2007-2009年的金融危机,是自1929年大萧条后美国历史上遭遇的最严重经济危机,也是大萧条后建立的现代金融监管体系所面临的第一次影响如此全面和深远的危机。大萧条后美国建立的金融体系,历来是各后发国家所借鉴、学习的对象,但07-09年危机使得这一体系面临广泛质疑和严厉拷问。本文借展示两次危机产生、发展、缓和各阶段立法、行政和司法等过程中的政府行为,揭示危机立法与金融监管中政治因素如何形塑法律制度,形成美国金融监管的周期性特征。The financial crisis from 2007 to 2009 shall be the most severe one after the Great Depression in 1929 in Amer- ican history as well as the first financial crisis with such profound and extensive impacts for the modern financial regulation sys tem which was established after the Great Depression. As this system often serves as the ideal model for the other countries, the 07-09 crisis brought about extensive doubts and serious critics on it. This thesis attemptsto demonstrate the American govermental conducts concerning with legislation, administration and justice throughout the stages of occuring, developing and releasing of these two crises to reveal how crisis legislation be propeled and how political factors influence the shape of legal in stitutions in financial regulation resalting in the characteristics of periodicity of American financial regulation.

关 键 词：金融监管制度变迁 周期性 政治因素 放松监管 

分 类 号：D971.2[政治法律—法学] DD912.28