中国制造业企业“出口自我选择效应”再研究——基于新新贸易理论的实证分析  

“Export Self-selection Effect” of Industrial Enterprises in China: An Empirical Analysis Based on New-New Trade Theory

作　　者：曹驰[1] 

机构地区：[1]中南财经政法大学工商管理学院

出　　处：《国际贸易问题》2015年第12期108-121,共14页Journal of International Trade

摘　　要：本文在充分认识到中国企业生产率和出口关系的基础上,结合中国市场的特征事实,修改了Melitz模型关于国内外市场进入成本对比的假设,对理论模型进行拓展。在实证部分,本文主要使用2000年至2006年中国制造业企业面板数据,发现总体而言中国制造业企业的"出口自我选择效应"为负,存在"生产率悖论"的证据;分行业来讲,中国制造业企业不同行业的"出口自我选择效应"不同,但普遍存在负趋势。作者通过实践与分析,认为主要原因有二:贸易性质1差别导致不同贸易模式2企业生产率的差异;中国行业的市场进入门槛相对高(排除贸易性质差别)。最后本文详细分析了中国市场高门槛的主要原因,试图为中国制造业企业参与国内贸易和国际贸易提供可行建议。Based on the understood relationship between Chinese firm produc- tivity and export performance, this paper combines the new- new world trade the- ory with the characteristics of the Chinese market and modifies one assumption of the Melitz model on the domestic and foreign market entry costs to expand the model. In the empirical test, by using Chinese manufacturing enterprise panel data from 2000 to 2006, this paper finds out that the ＂export self-selection ef- fect＂ of Chinese manufacturing enterprises is on the whole negative, showing ev- idence of ＂productivity paradox＂ . In terms of different industrial divisions, the ＂export self-selection effect＂ is different in China＇ s manufacturing enterprises, but there is a negative tendency in general. The paper holds that two main rea- sons may account for the result. One is that different trade types lead to the dif- ference in trade patterns; the other is that the market entry threshold of the Chi- nese industry is relatively high, even if the factor of difference in trade types is excluded. To conclude, this paper analyzes the main reasons for the high thresh- old of the Chinese market in detail, in order to provide some opinions and sug- gestions for Chinese manufacturing enterprises to participate in the domestic com- petition and international trade.

关 键 词：生产率悖论 出口自我选择效应 贸易成本 加工贸易 

分 类 号：F407.4[经济管理—产业经济]