Relationship and Boundary Between Market and Government in Corporate Innovation  

作　　者：李钢 马丽梅 

机构地区：[1]Institute of industrial Economics (IIE), the Chinese Academy of Social Sciences, Beijing, China

出　　处：《China Economist》2016年第3期106-127,共22页中国经济学人（英文版）

基　　金：sponsored by the Key Project of National Social Sciences Foundation “Study on the Interplay Between Industrial Upgrade and the Pathway of Environmental Regulation” (Grant No. 14AJY015);the Key Project of National Soft Science Research Program “Study on the Disruptive Technology Innovation Mechanism and Its Impact on Industrial Development” (Grant No. 2013GXS6B213)

摘　　要：It is the view of this paper that both market and non-market mechanisms can stimulate corporate innovation and have their respective areas of application. As a major developing country, China should create a national innovation policy system to coordinate these incentives in order to promote economic transition and upgrade through corporate innovation. Innovation policies are determined by a country's technology level. The premise for most advanced economies to follow market-based incentives is a foundation of early-stage non-market policies, as their governments frequently resorted to non-market means such as state-owned enterprises in the early stage of development. This paper also concludes that technological uncertainty can well describe the technological characteristics of industries. For industries with less technological uncertainty, non-market means are more likely to succeed. Lastly, this paper employs the dimensions of both technology level and industrial technology characteristics for a quantitative analysis on the scope of industries to which the two incentive mechanisms are applicable, divides them into quadrants in order to discuss the boundary between market-based and non-market incentives, and explore ways to achieve effective interplay between government and market.It is the view of this paper that both market and non-market mechanisms can stimulate corporate innovation and have their respective areas of application. As a major developing country, China should create a national innovation policy system to coordinate these incentives in order to promote economic transition and upgrade through corporate innovation. Innovation policies are determined by a country＇s technology level. The premise for most advanced economies to follow market-based incentives is a foundation of early-stage non-market policies, as their governments frequently resorted to non-market means such as state-owned enterprises in the early stage of development. This paper also concludes that technological uncertainty can well describe the technological characteristics of industries. For industries with less technological uncertainty, non-market means are more likely to succeed. Lastly, this paper employs the dimensions of both technology level and industrial technology characteristics for a quantitative analysis on the scope of industries to which the two incentive mechanisms are applicable, divides them into quadrants in order to discuss the boundary between market-based and non-market incentives, and explore ways to achieve effective interplay between government and market.

关 键 词：innovation incentive mechanism technology level technological uncertainty 

分 类 号：D630[政治法律—政治学] F123.9[政治法律—中外政治制度] F273.1[经济管理—世界经济]