外商研发投资与东道国市场创新绩效:现状、关系和影响路径  

Foreign R&D Investment and Host Country Innovation Performance:Status,Relationship and Influence Path

作　　者：吉生保[1] 杨旭丹[1] 王晓珍[1] 马淑娟[2] 

机构地区：[1]中国矿业大学管理学院 [2]徐州工程学院

出　　处：《中央财经大学学报》2016年第7期81-92,共12页Journal of Central University of Finance & Economics

基　　金：国家自然科学基金项目"行业与地域比较视域下的外资研发嵌入水平对我国市场创新绩效的影响研究时滞周期"(项目编号:71403269);"市场创新绩效动态测度与三级科技经费配置结构优化研究"(项目编号:71303234);"中国企业海外研发中心发展路径及其NIS效应"(项目编号:71573292);教育部人文社科基金青年项目"外资研发嵌入对我国市场创新绩效的影响研究"(项目编号:13YJC630058);教育部博士点基金博导类项目"跨国研发中心嵌入与中国开放式NIS演化路径的理论与实证研究"(项目编号:20130016110003);科学技术部国际合作司"中外创新对话专项"美大地区研究课题(项目编号:2014KJBMDZM16)

摘　　要：基于现状、关系和影响路径视角,笔者梳理了外商研发投资(FRDI)和东道国市场创新绩效相关文献。研究发现:(1)行业层面,在华FRDI依次"偏好"技术密集型、资本密集型和劳动密集型行业,注册类型层面,在华FRDI依次"偏好"中外合资经营类、外商独资类、外商投资股份类和中外合作经营类企业。(2)在华FRDI与东道国市场创新绩效双向互动,东道国和母国的一系列相对特征都会影响作为"促进论"重要诱因的"技术溢出"现象。(3)FRDI会对东道国和母国产生"研发增加"和"研发转移"两种客观效应,两者的权衡导致两国市场创新绩效提升存在"可以并存"和"零和博弈"两种情况。(4)"发达国家/发展中国家流入发达国家"的研发投资会显著/不显著抑制"零和博弈"局面的出现,东道国与母国"研发增加"的现象初显。From the perspective of status, relationship and influence path, we study the domestic and foreign literature on Foreign R＆D Investment （FRDI） and the innovation performance in the host coun- try. The study found that ： （ 1 ） Taking China as an example, from industry perspective, the preferred invest- ment sequence of FRDI is to invest in technology intensive industries, capital intensive industries and labor- intensive industries ; from the perspective of registration type, the preferred investment sequence of FRDI is to invest in foreign joint ventures, wholly foreign-owned enterprises, companies limited by shares with foreign investment and Sino-foreign cooperative enterprises. （2） An interactive relationship shown between FRDI and the innovation performance in the host country, and a series of home and host country relative characteris- tics affect the ＂spillover＂ phenomenon, which is an important cause of the ＂promote theory＂. （3） FRDI has two objective effects on both host and home country＇s innovation performance, namely ＂R＆D increment＂ and ＂R＆D transfer＂, which lead to two results called ＂coexist＂ and ＂zero-sum game＂. （4） ＂R＆D investment flows from developed/developing countries into developed countries＂ can significantly/not significantly inhibit the ＂zero-sum game＂ situation of both host and home country＇s innovation performance promotion, mean- while, ＂R＆D increment＂ phenomenon previews.

关 键 词：外商研发投资 市场创新绩效 关系 影响路径 

分 类 号：F733[经济管理—产业经济]