生态经济发展与外资研发嵌入的关系研究:梧桐树与金凤凰吗?  

Relationship between Ecological Economy Development and Foreign R&D Embeddedness: Parasol Tree and Golden Phoenix?

作　　者：马淑娟[1] 吉生保[2] 崔新健[3] MA Shu-juan JI Sheng-bao CUI Xin-jian

机构地区：[1]徐州工程学院 [2]中国矿业大学管理学院 [3]中央财经大学商学院

出　　处：《中央财经大学学报》2017年第4期47-59,共13页Journal of Central University of Finance & Economics

基　　金：教育部人文社科基金青年项目"外资研发嵌入对我国市场创新绩效的影响研究"(项目编号:13YJC630058);国家自然科学基金青年项目"时滞周期;市场创新绩效动态测度与三级科技经费配置优化研究"(项目编号:71303234);主持国家自然科学基金青年项目"行业与地域比较视域下的外资研发嵌入水平对我国市场创新绩效的影响研究"(项目编号:71403269);自然科学基金面上项目"中国企业海外研发中心发展路径及其NIS效应"(项目编号:71573292);中国博士后科学基金"外资研发嵌入及其对中国国家创新体系的影响"(项目编号:2012M510142)

摘　　要：基于寡占反应理论、新古典增长理论、新增长理论和需求层次理论构建了生态经济发展与外资研发嵌入之间的理论框架,实证研究了两者之间的关系。研究显示:第一,我国外资研发嵌入水平只有0.16,东部地区明显高于中西部地区和全国平均水平。第二,除部分东部省份生态经济TFP实现进步以外,我国生态经济TFP年均退步3%,其中经济子系统TFP年均进步1%,社会子系统TFP基本维持不变,生态子系统TFP年均下滑6%。第三,我国利用研发类外资不必以牺牲生态经济发展为代价,相反,在全国范围内以及东部/沿海地区,两者呈现正向互动关系,且这种关系在至少5%的水平上显著。相比之下,在中部/内陆地区,两者之间存在互动关系,但是生态经济发展对外资研发嵌入的促进作用不显著。而在西部地区,两者之间不仅不存在互动关系,而且表现出生态经济发展对于外资研发嵌入不显著的抑制作用。上述结论对于不同的外资研发嵌入衡量指标具有稳健性。Based on oligopolistic reaction theory, neo-classical growth theory, new growth theory and the need hierarchy theory, this paper constructs theoretical frame between ecological economy development and foreign R＆D investment with an empirical study on the ecological economy development and foreign R＆D embeddedness. Results show： first, since 1998, foreign R＆D embeddedness in China is only 0. 16, with eastern region significantly higher than that of the central/western regions and the national average level; second, since 2002, except 5 provinces in the eastern coastal areas, national ecological economy TFP shows a slight downward with 3% annually, with economic subsystem TFP increasing 1% annually, the social subsystem TFP keeping constant and the ecological subsystem TFP decreasing 6% annually; third, since 2002, it＇s un- necessary that the usage of foreign R＆D in China deteriorated its ecological economy, on the contrary, in the nationwide, especially in the Eastern and coastal areas, foreign R＆D embeddedness and ecological economy TFP show a positive and interactive relationship and this relationship is at least 5 % level significantly; in con- trast, in the central region and the inland regions, interactive relationship exists, but the promotion effect of ecological economy development on foreign R＆D embeddedness is not significant; in the western region, nei- ther does the two items exist interactive relationship, nor the ecological economy development shows the insignificant inhibitory effect on the foreign R＆D embeddedness. The above conclusions are robust for different foreign R＆D embeddeduess indicators.

关 键 词：生态经济TFP 外资研发嵌入 网络DEA方法 内生性 

分 类 号：F061.3[经济管理—政治经济学]