外商直接投资与研发投入:孰轻孰重?——基于中国创新发展战略选择的视角  

Which is Superior:FDI or R&D Investment?——Based on the Prospective of China's Innovation Development Strategy

作　　者：许楠[1] 王海[2] XU Nan WANG Hai(Liaoning Institute of Socialism, Shenyang 110032 Dongbei University of Finance and Economics, Dalian 116025)

机构地区：[1]辽宁省社会主义学院 [2]东北财经大学产业组织与企业组织研究中心

出　　处：《经济与管理研究》2016年第12期12-20,共9页Research on Economics and Management

基　　金：国家社会科学基金重大项目"世界产业发展新趋势及我国培育发展战略性新兴产业跟踪研究"(12&ZD068)

摘　　要：本文基于PVAR模型,对中国外资引进、自主研发以及创新发展三者之间的相互影响进行分析。实证结果表明,"以市场换技术"的创新政策并没有过时,仍然能够带动中国创新能力提升,研发投入可以促进本土创新能力发展。然而,伴随着研发投入增长率加大,创新能力并没有同步提高。中国还缺乏相应基础设施,并不能高效地利用研发资金,政府应当对研发投入力度的加大持谨慎态度。此外,外资引进会对地区研发造成"挤出效应",从长远角度来看,中国应当逐步摆脱对外资的依赖,做到切实提高自身创新能力。Based on the PVAR model,this paper makes the analysis of the mutual influence of FDI,RD investment and innovation.The empirical results show that the ＂exchange market for technology＂ policy is not outdated,but will still promote Chinese enterprises＇ innovation capacity;RD investment will lead to the development of indigenous innovation capability,however,accompanied by a change rate of RD investment,the innovation did not improve synchronization.China still lacks appropriate infrastructure and can not effectively use the funds,so the increase of RD investment should be cautious.In addition,foreign investment will result in ＂crowding out＂ of RD,thus,from the long-term perspective,China should gradually get rid of the dependence on foreign invest,in order to improve the indigenous innovation capability.

关 键 词：创新 研发投入 FDI PVAR模型 

分 类 号：F124.3[经济管理—世界经济]