外资研发嵌入是苦口良药还是糖衣炮弹?——中国市场创新绩效提升视角  

Is Foreign R&D Embeddedness Bitter-tasted Medicine or Sugar-coated Bullet:Perspective of market innovation performance improvement of China

作　　者：吉生保[1] 卢潇潇[1] 马淑娟[2] 王晓珍[1] 

机构地区：[1]中国矿业大学管理学院 [2]徐州工程学院

出　　处：《南方经济》2017年第6期74-91,共18页South China Journal of Economics

基　　金：国家自然科学基金项目(71403269;71573292;71303234);教育部人文社科基金项目(13YJC630058);徐州市社科应用研究课题(17XSS-093)的资助

摘　　要：基于1998~2014年27个省市(以下简称省)面板数据,利用主成分分析法构建了外资研发嵌入指数测算体系,测度了我国各省外资研发嵌入指数,利用非参数DEA-Malmquist方法测算我国省域市场创新绩效。通过DOLS模型和2SLS模型考察了全国及东、中、西部外资研发嵌入程度对市场创新绩效的影响,并通过省域可比TFP,进一步研究了上述影响的稳健性。研究表明:(1)全国范围而言,无论从短期还是长期来看,外资研发嵌入对我国市场创新绩效提升存在显著的正向作用;(2)东部地区和西部地区而言,无论从短期还是长期来看,外资研发嵌入都对市场创新绩效产生显著正向影响;(3)中部地区情况不容乐观,短期来看,提升外资研发嵌入对市场创新绩效的刺激作用缺乏稳健性,只有从长期来看,外资研发嵌入对市场创新绩效存在显著的正向影响。Based upon panel data of 27 provinces/autonomous regions/municipalities （hereinafter referred as province） from 1998 to 2014, with principal component analysis approach used, this paper constructs the index system of foreign R ＆ D embeddedness and measures China＇s provincial foreign R ＆ D embedded index; still, this paper measures China＇s provincial market innovation performance using non parametric DEA -Malmquist method. Further, this paper uses both DOLS model and 2SLS model to examine the effects of foreign R＆D embedding on market innovation performance of the whole country and its eastern/western/central region respectively, then, comparable TFP are measured to test the robustness of the effects mentioned above. Results show that： （ 1 ） Nation - widely, in both the short term and long term, foreign R＆D embeddedness stimulates and promotes market innovation performance significantly. （2） In both the short and long terms, foreign R＆D embeddedness in eastern and western regions of China has significant effects on market innovation performance. （3） Comparatively, the situation in central region is not optimistic ; in the short term, stimulation of foreign R＆D embeddedness has no robust influence on market innovation performance; only in the long term, foreign R＆D embeddedness has significant positive influence on market innovation performance.

关 键 词：外资研发嵌入 市场创新绩效 可比TFP 

分 类 号：F732[经济管理—产业经济]