对象与主体之间:行为人自首坦白与认罪认罚关系探究  

From the Objectivity to the Subjectivity: Research of the Relationship between the System of Defendant's Surrendering to the Police,Confessing Guilty and that of Making a Plea-Consensus

作　　者：陈其琨 

机构地区：[1]重庆市第一中级人民法院刑一庭,重庆401120

出　　处：《学术探索》2018年第1期76-81,共6页Academic Exploration

摘　　要：在认罪认罚从宽制度试行之后,如何界定其法律性质,理顺其与自首坦白之间的关系,成为理论与实践亟待解决的问题。从理论解析来看,认罪认罚从宽制度在法律性质上系法定量刑情节。从自首坦白到认罪认罚,是量刑情节从单一性向综合型的立法考量;是犯罪人刑法地位从对象性到主体性的法律设定;是刑法目的理论从犯罪惩治预防到强化刑罚效果认同的恢复性司法治理的演进。正确处理自首坦白与认罪认罚的关系,首先需要明确从自首坦白到认罪认罚是从客观真实到自愿基础上的客观真实;其次需要明确自首坦白与认罪认罚情节均属于预防刑调控地位,不能改变责任刑基础;再次,需要进一步调整量刑规范化制度,建立起刑罚评价的考察机制;最后,探索构建易科制度,规范和保障认罪认罚制度的深入推行。Since the practicing of plea - consensus in our country, how to define its legal nature, straighten out the relationship between the system of surrendering, confessing and that of making a plea - consensus has become a problem to be solved urgently in theory and practice. From the perspective of theoretical analysis, the plea - consensus is a legal circumstance of sentencing. From the defendant＇s surrendering, confessing to making a plea - consensus, this is the transformation in the legislative consideration of sentencing from a single circumstance to comprehensive one; the defendant＇s legal status changes from the objectivity to the subjectivity; and it is an evolution of restorative judicial governance from the criminal penalty prevention to intensifying the identity of the function of criminal law in the criminal law purpose theory. To handle correctly the relationship between the system of surrendering, confessing and that of making a plea - consensus, we should make clear that the change is an sublimation of understanding？ from the objective reality to the objective authenticity on the voluntary basis. Secondly, both systems aim at adjusting the preventive penalty, but they cannot change the base of liability. Then, it is necessary to adjust the sentencing - guide- line and set up a link - mechanism of penalty evaluation. Finally, we should construct an system of penalty - transformation to standardize and guarantee the implementation of the plea - consensus.

关 键 词：自首坦白 认罪认罚 法定情节 罪责原则 

分 类 号：D901[政治法律—法学理论]