论融资犯罪金融风险的刑事控制  

On Criminal Control about Financial Risk of Financing Crimes

作　　者：谢杰[1] 

机构地区：[1]华东政法大学刑法学研究中心,上海201999

出　　处：《新疆警察学院学报》2012年第A02期36-39,共4页Journal of Xinjiang Police College

基　　金：上海市重点学科建设项目(S30901);高水平特色法学学科建设与人才培养工程阶段性研究成果

摘　　要：直接融资与间接融资行为的刑事违法性应建筑于融资者不披露或者违规披露与融资相关信息的事实基础之上,通过对融资欺诈犯罪的打击,控制融资市场中信息披露严重违法行为所创制的金融风险,通过对融资诈骗犯罪的打击,控制投资者基于重大诈骗行为而可能遭受的个体金融风险。刑事立法应以融资市场的系统性金融风险的控制为视角,重构融资犯罪刑事控制原则与具体法律规范;刑事司法应以避免融资市场的类型化风险为核心、从实质解释的视角对融资犯罪定罪量刑标准进行阐释。The criminal illegality of direct financing and indirect financing behavior lies in that the collectors do not disclose or illegally disclose the financing information,control the financial risk after disclosing illegal criminal behavior by financing cheat crime,and control the individual financial risk of major cheat behavior.The criminal legislation should reestablish the criminal control principle and legal rules from the view of systematic financial risk in financing market;the criminal judicature should take the typical risk of financing market as the core,and explain the standard of crime and penalty from the view of essential explanation.

关 键 词：融资犯罪 金融风险 刑事控制 系统性风险 类型化风险 

分 类 号：D924.3[政治法律—刑法学]