中国高专利密集度制造业技术创新绿色转型绩效及驱动因素研究  

Research on the Green Technological Innovation Performance and Driving Factors of High Patent-intensive Manufacturers in China

作　　者：侯建 陈恒[1] Hou Jian;Chen Heng(School of Economics and Management, Harbin Engineering University, Harbin 150001)

机构地区：[1]哈尔滨工程大学经济管理学院,哈尔滨150001

出　　处：《管理评论》2018年第4期59-69,共11页Management Review

基　　金：国家软科学基金项目(2013GXS5B190);黑龙江省攻关软科学计划项目(GC13D203);中央高校基本科研业务费专项资金-博士研究生科研创新基金项目资助(HEUGIP201718)

摘　　要：针对目前对高专利密集度制造业的技术创新绿色生态转型问题的忽视,运用改进的松弛测度方向距离函数(SBM-DDF)测算了中国13个高专利密集度制造业的技术创新绿色转型绩效,并探讨了产业绿色技术创新绩效的影响因素驱动作用。研究发现:样本期间我国高专利密集度制造业绿色技术创新绩效并没有达到相应匹配水平,且行业异质性特征明显。通信设备计算机及其他电子设备制造业、烟草制造业、电气机械及器材制造业、文教体育用品制造业和家具制造业的排名最高,是生产前沿面上绿色技术创新最佳实践行业;医药制造业、石油和天然气开采业和化学原料和化学制品制造业排名最低,还没有发挥相应的低污染、低能耗效应;环境规制对高专利密集度制造业绿色技术绩效起到抑制效应,企业规模要素、资本深化、市场竞争和外资引进均显著促进了产业绿色技术绩效的提升,而技术引进配置结构对绿色技术绩效的驱动作用不明显。Given the lack of researches on the green ecological transformation of high patent-intensive manufacturers,this paper uses improved SBM-DDF model to estimate the green technology innovation performance of 13 high patent-intensive manufacturers in China,and discusses the driving effect of its influence factors. The research shows that the innovation performance of the high patent-intensive manufacturers has not reached the level that they should have reached,and the industry heterogeneity characteristic is obvious. Communication equipment,computer and other electronic equipment manufacturers and other four industries rank highest for their best practice of green technology innovation. Pharmaceutical manufacturing,oil and gas extraction and chemical raw materials and chemical products manufacturing industries rank the lowest,failing to play the corresponding effect of low pollution and low energy consumption. The environmental regulation of the high patent-intensive manufacturers has an inhibition effect,and enterprise scale factor,capital deepening,market competition and foreign investment promote the industrial green technology performance significantly,but the technology import configuration structure has no obvious effect on the green technology performance.

关 键 词：技术创新绿色转型绩效 驱动因素 高专利密集度制造业 SBM-DDF模型 

分 类 号：F204[经济管理—国民经济] F273.1F424