外资进入与本土企业出口产品转换——基于多产品企业视角的研究  

Foreign investment and export switching of indigenous firms:from perspective of multi-product firms

作　　者：樊娜娜[1] FAN Nana(School of Economics, Nankai University, Tianjin 300071, China)

机构地区：[1]南开大学经济学院,天津300071

出　　处：《产业经济研究》2018年第3期103-114,共12页Industrial Economics Research

基　　金：国家社会科学基金青年项目(16CGJ005)

摘　　要：产品转换是有效配置企业内部资源的重要途径。在理论分析外资进入对本土企业出口产品转换行为影响的基础上,基于2000—2006年工业企业数据和海关数据进行检验。研究发现:外资进入促进本土企业进行出口产品转换,在外资竞争效应和溢出效应的共同影响下,企业倾向于选择既增加新产品种类又减少旧产品种类的方式进行产品转换,考虑不同外资进入指标和内生性问题后结论仍稳健;外资进入对本土企业出口产品转换行为的影响因企业所有制和行业技术机会不同而存在差异,相对于国有企业和高技术机会企业,外资进入对民营企业和低技术机会企业产品转换行为的影响更大;外资进入降低了本土企业核心产品的出口集中度,长期来看不利于企业培育具有竞争力的核心产品。Product switching is an important approach to effective allocation of internal resources of enterprises. We theoretically analyze the impact of foreign investment on export switching of indigenous firms and empirically investigate it with firm-level data of industrial firms and customs data from 2000 to 2006. The results are as follows. First,foreign investment significantly promotes the product switching of indigenous firms. Indigenous firms tend to increase or reduce the product variety under the influence of spillover effect and competition effect of foreign investment,and the result is still robust after considering different indicators of foreign investment and endogenous problems. Second,the effects of foreign investment on export switching of indigenous firms vary with different ownership and technology opportunities of industry. Compared with state-owned firms and high technology firms,the influence of foreign investment on product switching is larger in the private firms and low technology firms. Third,foreign investment has reduced export concentration of core products of indigenous firms,which is not conducive to the cultivation of competitive core products in the long run.

关 键 词：外资进入 产品转换 多产品企业 核心产品 出口集中度 

分 类 号：F752.62[经济管理—国际贸易] F276.7[经济管理—产业经济]