“富强”语境下中国近代“股份制”实践及启示  

The Practice and Enlightenment of China's Modern "Shareholding System" under the Pursuit of National Wealth and Power

作　　者：刘保钰 

机构地区：[1]清华大学法学院,北京100084

出　　处：《证券市场导报》2018年第8期74-78,共5页Securities Market Herald

摘　　要：近代知识分子在实现国家富强的历史课题下,把西方股份制移植到中国。但由于股份制根植于西方的文化土壤,内生于西方法治环境和信仰道德体系,其运行机理受制于法律制度和社会文化环境,而晚晴时期的盲目移植则忽视其生存的"物境",仅移植其"语境",用其"形"、舍其"真",使得制度移植结果并不理想。总结近代经验,由此带来的现代启示是应当注重股份制所需要配套制度建设与人文环境培养,具体包括注重法律的体系化建设、法规体系的统一性、国家监管与市场机制的调和,并营造市场所需要的人文环境。The western shareholding system was first introduced into China by Chinese intellectuals in modern times under the pursuit of national wealth and power. The eventual outcome, however, was a failure. The reason for this is that shareholding system was derived from western legal environment and western moral and belief system, was ingrained in their culture, but its operational mechanism was constrained by both. Late Qing Government was so eager for quick success on national wealth and power that it abandoned the essence, the overall context, and only adopted the external form. This provides the experience to contemporary society that besides the shareholding system, the supporting system and humanistic environment should also be paid importance： the systematic construction of law, the unity of legal system, the reconciliation between government supervision and market mechanism, and the cultural environment that market needs.

关 键 词：股份制 近代证券市场 股权文化 近代证券史 

分 类 号：F909.9[经济管理]