我国西部地区金融效率问题研究——以地处丝绸之路经济带前沿的西部九省市为例  

Research on Financial Efficiency in Western China——Taking the nine provinces and cities in the western frontier of the Silk Road Economic Belt as an example

作　　者：霍远[1] 王盛兰[1] 

机构地区：[1]石河子大学经济与管理学院

出　　处：《价格理论与实践》2018年第10期149-152,共4页Price:Theory & Practice

基　　金：国家社科基金西部项目“丝绸之路经济带中国西北段金融集聚和金融中心建设研究”(15XJY020);新疆维吾尔自治区人文社会科学重点研究基地项目“兵团棉花成本、效益及补偿政策研究”(XJEDU020213C10)

摘　　要：本文运用三阶段DEA-Malmquist指数模型,分别从研究样本均值角度、区域角度和年度指数变化角度对2009-2015年的区域金融效率进行实证研究,以分析地处丝绸之路经济带前沿的我国西部地区金融效率的变化。结果表明：环境因素和随机噪声对我国西部地区金融效率有显著影响,在剔除外部环境等因素后,金融全要素生产率平均增长了20.4%;在研究期间,西部各省市的金融效率均呈上升趋势,西北地区的金融效率提升较为明显;各省市金融效率的提升主要得益于技术水平进步。This paper uses the three-stage DEA-Malmquist index model to empirically study the financial efficiency of the nine provinces and cities along the Silk Road Economic Belt in China from 2009 to 2015, from the perspective of sample mean value, regional perspective and annual index change, in order to analyze the changes of financial efficiency in Western China that located at the forefront of the Silk Road Economic Belt..The results show that environmental factors and random noise have a significant impact on the financial efficiency of China＇s Silk Road Economic Belt. After removing the external environment and other factors, the total factor productivity of the economy has increased by an average of 20.4%. During the study period, the financial efficiency of each province and city Both are on the rise, and the financial efficiency improvement in the northwest region is more obvious; the improvement of financial efficiency in various provinces and cities is mainly due to the advancement of technology level, and the low performance of pure technical efficiency is the main reason hindering the growth of comprehensive technology efficiency.

关 键 词：丝绸之路经济带 金融效率 三阶段DEA-Malmquist模型 

分 类 号：F832.7[经济管理—金融学]