专利证券化“基础资产”适格性困境及法律对策  

The Eligibility of the "Basic Assets" of Patent Securitization and Its Legal Countermeasures

作　　者：刘鹏 Liu Peng(Academy of Sciences,East China University of Political Science and Law,Shanghai 200050,China)

机构地区：[1]华东政法大学科学研究院,上海200050

出　　处：《中国海洋大学学报（社会科学版）》2018年第6期103-109,共7页Journal of Ocean University of China(Social Sciences)

基　　金：2016年度国家社科基金青年项目"新媒体时代著作权制度的应对和变革研究"(16CFX051)

摘　　要：我国专利资产证券化的发展仍处于初级阶段,发展困境一方面在于收益权基础资产定性存疑,致使破产风险难以完全隔离;另一方面在于基础资产价值的不稳定性构成对证券化资产适格性的冲击。有必要借助物权化的利用方式对收益权基础资产加以调整,并制定专业的评估解释文本、鼓励专利资产池建设、完善专利公示信披制度、强化专利预警机制对侵权行为的防控等方式缓和专利基础资产价值不稳的状态,以期扫清专利融资的市场化障碍,为专利开发多元化的制度模式提供可能性。The development of patent asset securitization in China is still in its infancy. The development dilemma lies in the fact that the basic assets of income rights are qualitatively doubtful, which makes it difficult to completely isolate bankruptcy risks. On the other hand, the instability of the value of basic assets constitutes an impact on the eligibility of securitized assets. It is necessary to adjust the basic assets of income rights by means of property rights, and formulate professional evaluation and interpretation texts, encourage the construction of patent asset pools, improve the patent disclosure system, and strengthen the patent early warning mechanism to prevent and control violations. All this will ease the unstable value of patent basic assets so as to clear the marketization obstacles of patent financing, and provide possibilities for the diversified institutional model of patent development.

关 键 词：收益权证券化 债权证券化 物权法定松动 专利信息公示 专利预警 

分 类 号：DF523.2[政治法律—民商法学]