专利资产证券化的理论突破和制度构建  

Theoretical Breakthrough and Systematic Construction for the Securitization of Patented Assets

作　　者：李文江[1] 

机构地区：[1]河南工业大学法学院,河南郑州450001

出　　处：《金融理论与实践》2016年第8期65-69,共5页Financial Theory and Practice

基　　金：2015河南省软科学项目(152400410074);2014河南工业大学人文社会科学创新人才培育项目(2014SKJJ04)的阶段性成果

摘　　要：专利资产证券化是将专利作为资产,在资本市场通过证券化融资的交易行为。一方面可以加速专利转化,改变我国专利转化率偏低的状况;另一方面,丰富证券类别,提振投资者信心,为一直低迷的证券市场注入新的活力。但是,如何实现专利资产证券化的突破,就需要认真梳理我国实施专利资产证券化的制度和政策基础,在借鉴国外经验的基础上,提出我国专利证券化的制度设想。The securitization of patented assets is a kind of transaction that making patent as assets to finance through the securitization on the capital market. Under such situation, it is essential to accelerate the transformation of patents, changing the situation low conversion rate of patent in China;on the other hand, it is significant to enrich securities’category and boost investors’confidence,injecting new vitality into the stock market that has been depressed. However, to achieve the breakthrough in the securitization of patented assets requests to carefully hackle the systematic and political foundation for the implementation on the securitization of patented assets in China, proposing the systematic assumption for China’s securitization of patented assets on the basis of drawing lessons from foreign experiences.

关 键 词：专利资产证券化 风险分析 风险规制 

分 类 号：F830.91[经济管理—金融学]