日本对华贸易、直接投资对中国技术创新的影响  

The Impact of Japan's Trade and FDI on China's Technological Innovation

作　　者：王晗[1] Wang Han(School of Economics,Jilin University,Changchun 130012,China)

机构地区：[1]吉林大学经济学院,吉林长春130012

出　　处：《中国科技论坛》2018年第9期173-180,共8页Forum on Science and Technology in China

基　　金：国家社科基金重大项目"‘一带一路’战略实施中推进人民币国际化问题研究"(15ZDA017);吉林大学哲学社会科学重点研究基地重大项目"日本金融政策变化对于日本经济和外交的影响"(2017XXJD11)

摘　　要：基于中日贸易互补指数以及中国通过对日本的直接投资获得该国的研发资本存量溢出额的分析,表明日本对华贸易对中国技术创新的影响越来越强,日本对华直接投资对中国技术创新的影响越来越弱。根据日本对中国影响的阶梯式理论,对华影响主要集中于中国东部九省市。基于2004—2015年九省市的省级面板数据,使用固定效应模型和系统广义矩估计方法,研究了日本对中国九省市的贸易和直接投资对九省市技术创新的影响。结果表明:日本对中国九省市的贸易对九省市技术创新影响呈现正U型曲线关系,在当前时期影响始终在U曲线的右侧;日本对中国九省市的直接投资对九省市技术创新存在负向影响。After the analysis of complementary index of the bilateral trade between China and Japan,as well as the spillover of capital stock earmarked for R&D gained from China's FDI into Japan,we found that the trade between China and Japan had been exerting an increasingly strong effect on China's technological innovation,which,however,received weak influences from FDI of Japan.According to the theory of“Staircase Influence”,the above effects mainly covered 9 provinces in the east of China.Furthermore,we also examined the effects of technological innovation caused by trades and FDI from Japan to these 9 provinces through Fixed Effect Model and Sys-GMM,relying on Provincial Panel Data from 2004 to 2015.The results showed that the effects presented in a positive U-shaped curve,and in recent period,the effects from bilateral trading was stabilized at the curves right side,by the contrary,the FDI from Japan affected provinces'technical innovation negatively.

关 键 词：国际贸易 直接投资 技术创新 U型曲线 

分 类 号：G321[文化科学] F742[经济管理—国际贸易]