双向直接投资、自主创新与经济增长方式转变——来自中国的实证检验  

FDI,OFDI,Technology Progress and Transformation of Economic Growth Pattern——An Empirical Test from China

作　　者：魏兰叶 Wei Lanye(Business School,Hunan University,Changsha 410082,China)

机构地区：[1]湖南大学工商管理学院,长沙410082

出　　处：《工业技术经济》2018年第11期19-26,共8页Journal of Industrial Technological Economics

摘　　要：本文把能源作为一种重要的生产要素投入,基于DEA-Malmquist指数方法计算全要素生产率,将全要素生产率增速对经济增速的贡献率与生产要素增长率对经济增速贡献率的比值作为经济集约化水平,利用2003～2016年中国省际面板数据考察双向直接投资、自主创新对经济集约化增长的影响以及OFDI对经济集约化水平的门槛效应。结果表明:OFDI对母国经济集约化水平的影响显著存在本国人力资本的单门槛效应和金融发展的双门槛效应;外商直接投资与经济集约化水平显著负相关;自主创新能力对经济集约化水平有显著的正效应。因此,提高落后地区的人力资本和金融发展水平有利于OFDI逆向技术溢出效应的发挥和经济的集约化增长。Taking energy as an important factor of production,the total factor productivity is calculated by DEA-Malmquist model,and the ratio of the contribution of total factor productivity growth rate to economic growth rate and the contribution rate of production factor growth rate to economic growth rate are taken as the level of economic intensification.The empirical analysis is made by threshold model estimation with provincial panal data of 2003~2016,to analyze the impact of two-way direct investment,independent innovation on the economic growth,and the threshold effect of OFDI on intensive level of economic growth.The results show that there is a single threshold effect based on human capital in the influence of OFDI on the level of economic growth,and a double threshold effect based on financial development in the influence of OFDI on the level of economic growth in the home country;FDI has significant negative effects on the level of economic intensification;independent innovation has significant positive effects on the intensive level of economic growth.Therefore,improving human capital and financial development in backward areas will conducive to the development of reverse technology spillover effect of OFDI and the“intensive”economic growth.

关 键 词：对外直接投资 外商直接投资 自主创新 经济集约化增长 门槛效应 DEA-MALMQUIST指数 

分 类 号：F120.3[经济管理—世界经济] F832.6