碳强度减排指标约束下碳排放权的省际分配效率研究  

Study on Provincial Distribution Efficiency of Carbon Emissions Right under the Constraint of Carbon Intensity Target

作　　者：孙耀华 何爱平[1] 彭硕毅 杨叶飞[2] SUN Yao-hua;HE Ai-ping;PENG Shuo-yi;YANG Ye-fei(School of Economic & Management,Northwest University,Xi’an 710127,China;School of Management,Shenzhen Polytechnic,Shenzhen 518055,China)

机构地区：[1]西北大学经济管理学院,陕西西安710127 [2]深圳职业技术学院管理学院,广东深圳518055

出　　处：《统计与信息论坛》2019年第6期74-81,共8页Journal of Statistics and Information

基　　金：教育部人文社会科学研究一般项目《中国式分权视角下资源诅咒效应及传导机制研究》(18XJC790012);中国博士后科学基金面上项目《地方政府视角下能源资源禀赋对碳强度的作用及机理研究》(2017M613180);广东省第二批高职教育品牌专业建设项目(630701)

摘　　要：以碳强度作为减排约束指标是中国基于自身发展需要和全球减排义务而做出的庄严承诺,而碳排放权的分配是决定能否兑现承诺的关键。利用ZSG-DEA模型研究碳排放权的省际分配额度及效率,并将其结果与基于人际公平原则、溯往原则、支付能力原则、传统DEA模型的分配结果及实际排放数据进行对比,分析各省区在不同原则下获得的碳排放权及减排压力的差异。结果显示:基于ZSG-DEA模型的分配结果更能实现碳排放权的优化配置,且避免了因减排对产能造成的剧烈冲击,不仅有利于减少实施过程中遇到的阻力,而且有利于形成竞争性的排放权交易市场。最后,从利益协调、差异化减排策略、市场化减排机制和重塑地方官员考评体系四个方面提出了优化省际碳排放效率的政策建议。The carbon intensity as a constraint for emission reduction is a solemn commitment made by China based on its own development needs and global emission reduction obligations.The allocation of carbon emission rights is the key to determining whether or not to fulfill its commitments.The distribution result based on ZSG-DEA model can better optimize the allocation of carbon emission rights and avoid the violent impact caused by emission reduction on production capacity,which not only helps to reduce the resistance encountered during the implementation process,but also facilitates the formation of competitive Emissions trading market.Finally,from the four aspects of interest coordination,differentiated emission reduction strategies,market-based emission reduction mechanisms and re-establishment of local officials evaluation system,policy recommendations for optimizing inter-provincial carbon emission efficiency are proposed.

关 键 词：碳强度 碳排放权 分配效率 ZSG-DEA模型 

分 类 号：F062[经济管理—政治经济学]