高新技术企业专利融资能力评价模型构建与实证研究  

Construction and Empirical Research on Evaluation Model of Patent Financing Capability in High-tech Enterprises

作　　者：陈朝晖[1] 周志娟 Chen Zhaohui;Zhou Zhijuan(School of Economics and Management,Guangxi University of Science and Technology,Liuzhou 545006,China)

机构地区：[1]广西科技大学经济与管理学院

出　　处：《中国科技论坛》2019年第9期56-66,共11页Forum on Science and Technology in China

基　　金：国家自然科学基金项目“基于多重不确定性的我国西部企业专利商业化策略组合研究:面向中国-东盟自贸区的视角”(71864005);广西哲学社会科学规划研究课题“创新型企业视角下的广西专利转化问题研究”(13BJY015);广西科技大学硕士研究生科研创新项目“高新技术企业专利融资能力评价指标体构建与测度研究”(GKYC201805);广西科技大学硕士研究生科研创新项目“专利视角下的新创企业合法化战略研究”(GKYC201716)

摘　　要：本文在文献基础上,从专利价值、企业经营状况和外部融资环境三个维度构建高新技术企业专利融资能力评价指标体系。基于评价指标间的模糊性、存在依赖和反馈关系,运用模糊网络分析法构建专利融资能力评价模型,得到定性指标和定量指标的权重并以某上市公司的某项发明专利为例,进行专利融资能力的测算。该模型有助于从量化角度衡量高新技术企业专利融资能力,促进专利融资相关参与者的运作,有助于企业研判影响质押融资能力的关键要素,形成优化专利组合、提高专利质量、增强市场竞争优势的策略。The intellectual property issue in the China-US trade friction since 2017 has further highlighted the urgency of increasing R&D investment and accelerating the pace of technological innovation in China.Patent pledge is an important tool for the financing of high-tech enterprises.However at present,there is still a lack of in-depth discussions on the construction of the evaluation model for patent financing capacity,and there is also a lack of case studies based on real situations.On the basis of existing literature,this article proposed an evaluation index system for patent financing capacity of high-tech enterprises from three dimensions:patent value,enterprise operation and external financing environment.By analyzing the fuzziness,dependence and feedback relationships among the evaluating indicators,this article established a patent financing capability evaluation model based on Fuzzy Analytic Network Process,and obtained the weights of qualitative and quantitative indicators.According to these results,the measurement and calculation of real data from one of the China s listed companies basically illustrated the rationality of the model.As a whole,this model is helpful to measuring the patent financing capacity of high-tech enterprise quantitatively,to promoting the operations by the other relevant participants,to studying and determining the key influencing factors.Through this model,the companies can devise some new tactics for optimizing the patent portfolio,improving the quality of patents and enhancing the market competition advantages.

关 键 词：专利融资能力 评价模型 模糊网络分析法 贸易摩擦 知识产权争端 

分 类 号：F832.4[经济管理—金融学]