协同监管：国外研究与实践新进展及借鉴  

Collaborative Regulation:The New Progress and Reference of Foreign Research

作　　者：和军[1] 黄子龙[1] HE Jun;HUANG Zi-long(School of Economics,Liaoning University,Shenyang 110036,China)

机构地区：[1]辽宁大学经济学院

出　　处：《治理现代化研究》2019年第6期41-48,共8页Governance Modernization Studies

基　　金：国家社会科学基金重大项目“振兴东北老工业基地重大体制机制问题与对策研究”（项目编号：17ZDA060)

摘　　要：监管作为一种当代政策工具,其意义是指导和调整被监管者的行为活动,以实现既定的监管目标。本文从传统政府监管存在的问题出发,通过国外学者的研究成果,论证了当前传统政府监管所面临的挑战,并以“监管空间”“监管资源碎片化”等监管新理论为引入点,探究了发展协同监管的意义。虽然发展协同监管模式有助于完善监管理论与提升实际监管效果,但在协同监管的实践过程中,仍存在监管资源难整合、多元利益主体难调节、社会普遍信任缺失等问题。因此,在构建我国协同监管体系时,明确了增强政府主导、发挥私人监管作用以及培育新型监管机构的体系构建原则,并给出了具体发展建议。Regulation as a policy tool,its significance is to guide and adjust the regulated subject’s behavior ac tivities in order to achieve the regulatory objectives.This paper start from the problems existing in the tradition al government regulation and demonstrates the challenges faced by the research results of foreign scholars,and explores the significance of developing collaborative regulation by the concepts of‘regulation space’and‘frag mentation of regulatory resources’.However,although the collaborative regulation model can improve the regu lation theory and enhance the actual regulation effect,but in the practice of collaborative regulation,there are still some problems,such as difficult integration of regulatory resources,difficult adjustment of multi-stakehold ers and lack of universal trust in society.Therefore,we use strengthen the government’s leadership,develop pri vate regulation’s effect and cultivate new regulatory institutions as the principles of constructing regulation sys tem,and give the specific construction suggestions.

关 键 词：协同监管 监管空间 监管资源碎片化 私人监管 

分 类 号：D523.4[政治法律—政治学]