企业公害犯罪治理的刑事合规引入  

Research on the Criminal Compliance Program for the Offence of Public Hazards

作　　者：陈冉 Chen Ran

机构地区：[1]中国矿业大学文法学院

出　　处：《法学杂志》2019年第11期108-119,共12页Law Science Magazine

基　　金：“2018越崎青年学者”项目资助;2017北京市优秀人才资助项目“京津冀环境犯罪治理的刑事司法保障”的阶段性成果

摘　　要：随着风险社会的到来,企业分工的细化,传统刑法对企业犯罪以单一惩罚为主的治理模式凸显不足,通过合规理念的引入,引导刑法治理走向"企业与国家"合作治理模式,对于当前食品以及环境领域的公害犯罪治理具有可行性和必要性。引入"刑事合规"的治理理念有利于激活企业不作为犯罪的认定,将企业过失犯罪的认定予以适度扩大,实现公害犯罪全球治理的接轨,促进企业责任与个人责任的分离,实现刑罚治理的正当性和有效性。The compliance program,mainly for crime prevention,is newly introduced in China. Increasing offence of public hazards is menacing our country tremendously,production risks are inevitable in the development of science and technology. The risks may be tolerated under the risk criminal law,but from the point of criminal policy,crime prevention,as the main aim of criminal law,requires actively facing the risks,not evading the risks. And the compliance can effectively evade risks. With the support of the criminal law and the affirmation of its influence on the criminal liability,the compliance can achieve the balance between profit-seeking and social responsibility. Even if the prevention provisions appeared in publishing the crimes relating to public safety,it is also dangerous punishment that did not excite more aggressive prevention. Compliance Program can stimulate business initiative in taking measures to prevent crime by sentencing incentives. By exploring the objective and substantive responsibility for negligence,we can give a reasonable identification of companies duty of care.

关 键 词：企业犯罪 公害犯罪 刑事合规 

分 类 号：D92[政治法律—法学]