美国金融监管框架的重构：路径与趋势  

Restructuring Financial Regulatory Framework in the US: New Trajectory and Trend

作　　者：邹伟康[1] 于海纯 ZOU Wei-kang;YU Hai-chun

机构地区：[1]对外经济贸易大学公共管理学院跨国政府监管与治理研究中心

出　　处：《金融论坛》2019年第12期3-13,共11页Finance Forum

摘　　要：本文结合对2016-2018年美国金融监管相关重点立法、金融改革措施,以及特朗普所颁布的相关行政令全面而深入的分析,参考相关立法文件、美国国会立法辩论资料以及其他有关法案的研究报告,研究特朗普执政以来美国金融监管框架所做的修订,其对现有金融监管体制的影响,以及金融监管改革方案出台的深层次原因与背景,在此基础上,探讨这些金融立法与改革本身的潜在问题与缺陷,及在未来真正实施过程中可能遇到的障碍与困难。The present paper thoroughly studied the major financial legislation,key financial regulatory reforms,and executive orders by Trump administration during 2016-2018,along with relevant legislative documents,legislative debates at the US Congress,and other research reports.The research intends to investigate the reforms initiated by Trump administration with regard to the existing financial regulatory framework,and find out the reshaping of the present financial regulatory regime,and the backgrounds and reasoning of the financial regulatory"re-reform"in the US.Furthermore,the paper explores the potential problems and deficiencies of this new round of financial reforms,and the hardship and hindrance at the future implementation stage.

关 键 词：金融监管改革 金融监管框架 特朗普政府 美国 

分 类 号：F837.12[经济管理—金融学]