外资经济技术进步优于民营经济吗？——来自上海市全要素生产率的实证研究  

Is Technological Progress of Foreign Capital Economy Superior to Private Economy?——An Empirical Study on Total Factor Productivity in Shanghai

作　　者：许时泽 杜德斌[1,2] 桂钦昌 覃雄合 XU Shi-ze;DU De-bin;GUI Qin-chang;QIN Xiong-he(Institute for Global Innovation and Development,East China Normal University,Shanghai 200062,China;School of Urban and Regional Science,East China Normal University,Shanghai 200241,China)

机构地区：[1]华东师范大学全球创新与发展研究院,上海200062 [2]华东师范大学城市与区域科学学院,上海200241

出　　处：《研究与发展管理》2019年第6期115-125,共11页R&D Management

基　　金：国家自然科学基金面上项目“全球创新资源转移的空间过程、格局与机制研究”（41571123）

摘　　要：本文基于1978—2016年上海市生产总值及其2000—2016年民营、外资经济宏观数据,采用索洛余值法对上海市及其民营、外资经济全要素生产率(TFP)增长情况进行测算,研究三者的技术进步。研究发现:改革开放后,上海市总体技术水平获得较大提升,但提升速度波动较大,且近年来减缓趋势明显;21世纪以来,外资经济技术进步明显优于民营经济,且在2008年后,外资经济相对地位获得提升,民营经济下降明显;同时,私营企业在2008年后进入率大幅提升而退出率明显降低,外资企业进入率和退出率保持相对稳定,表明私营企业注重数量增加而忽视效率提升是导致私营企业技术进步弱于外资企业的重要原因。Based on the macroeconomic data of Shanghai from 1978 to 2016 and the data of Shanghai's private economy and foreign capital economy from 2000 to 2016, it used Solow residual method to measure the total factor productivity(TFP) growth of Shanghai and its private and foreign capital economy. It finds that: after the reform and opening up, Shanghai’s overall level of technology has been greatly improved, but the rate of increase has fluctuated significantly, and the slowing trend has been evident in recent years;since the 21th century, technological progress of foreign capital economic has clearly outperformed private economy. And after 2008, the relative status of foreign capital economy has been improved, and private economy has declined significantly;since 2008, private enterprises’ entry rate surged and their exit rate dropped sharply, while the entry rate and exit rate of foreign-funded enterprises remained relatively stable. It shows that private enterprises pay attention to the increase in quantity and neglect the improvement of efficiency, which is an important reason for technological progress of private enterprises is weaker than that of foreign-funded enterprises.

关 键 词：全要素生产率 进入与退出 所有制类型 索洛余值法 上海市 

分 类 号：F208[经济管理—国民经济]