金融监管者籍贯来源、金融发展与地方主政官员晋升——基于我国省级面板数据的研究  

Finance Regulators’ Birthplace, Finance Development and Promotion of Local Officials: A Study Based on Provincial Panel Data in China

作　　者：尹海员[1] 陈佰翻 YIN Hai-yuan;CHEN Bai-fan

机构地区：[1]陕西师范大学国际商学院

出　　处：《中央财经大学学报》2020年第1期45-57,共13页Journal of Central University of Finance & Economics

基　　金：教育部人文社会科学基金项目“股票流动性对投资者情绪波动的响应机制研究”(项目编号:16YJA790061);陕西省社会科学基金项目“陕西省县级政府投融资平台公司融资研究:现状、风险测度及发展路径”(项目编号:2017D041);国家社会科学基金项目“基于第三方回购机制的我国银行间债券市场制度创新及适用性研究”(项目编号:17BJY201)

摘　　要：笔者将2001-2017年中国金融监管部门中副部级以上官员按籍贯来源进行了划分,同时手工收集整理了中国省级领导人职务变迁数据,考察金融监管者籍贯来源是否会促进籍贯所在地的区域金融发展水平提升,进而影响地方主政官员的晋升。实证显示,金融监管者能够显著促进其籍贯所在省份的金融发展,金融监管者籍贯来源更集中的省份,金融发展水平越高,官员的乡土情节和身份认同效应可能会促使其在配置金融资源时更偏好其籍贯所在地区。同时,在控制了其他变量后,官员晋升仍然与金融发展呈现显著正向回归关系。进一步看,金融监管者籍贯来源对地方官员晋升既存在直接影响也存在间接影响,前者会通过金融发展这一中介路径对官员晋升产生正向推动作用。研究结论丰富了官员晋升机制中的经济绩效动因的研究范畴,也为分析区域金融发展与金融监管者的社会关系是否有关联性提供了新的研究视角。The paper collects the data of the birthplace of finance regulators in China from 2001 to 2017,whose administrative level is above deputy ministerial,also collects the data of provincial governors to examine whether the finance regulators will promote their birthplace finance development and affect the promotion of lo cal chief officials.Empirical evidence shows that finance regulators can significantly promote finance develop ment in the provinces of their birthplace.The province has a higher level of finance development,accompan ying a higher concentration of finance regulators birthplace.This may be because finance regulators prefer their birthplace when allocating financial resources.After controlling for other variables,there is also an impor tant positive relationship between official promotion and finance development.Further,the finance regulators have both direct and indirect effects on regional officials promotion of their birthplace.Finance regulators will positively enhance the opportunities for the promotion of chief officials through the intermediary path of finance development.These conclusions enrich theory of the economic performance motivation for the official promotion mechanism,also provide a new perspective on whether the regional financial development and the social rela tionship of financial regulators are related.

关 键 词：金融监管者 籍贯来源 金融发展 官员晋升 

分 类 号：F830.91[经济管理—金融学]