金融集聚与绿色发展——基于水平与效率的双维视角  

Financial agglomeration and green development efficiency: A two-dimensional perspective based on level and efficiency

作　　者：袁华锡 刘耀彬[1] Yuan Huaxi;Liu Yaobin(School of Economicand Management,Nanchang University,Nanchang 330031,Jiangxi,China;Department of Geography,Kent State University,Kent 44240,Ohio,USA)

机构地区：[1]南昌大学经济管理学院,江西南昌330031 [2]肯特州立大学地理系,俄亥俄州肯特市44240

出　　处：《科研管理》2019年第12期126-143,共18页Science Research Management

基　　金：国家社会科学基金重大项目:“新时代绿色发展绩效评估与美丽中国建设道路研究”(18ZDA047,起止时间:2018.12-2023.12);国家留学基金委建设高水平大学公派留学项目(201806820047,起止时间:2019.03-2020.03);2019年江西省青年马克思主义者理论研究创新工程资助项目(19QM22,起止时间:2019.09-2020.09)

摘　　要：事实上,只有结合水平与效率两个维度评价绿色发展才能科学认识中国绿色发展现状,而二者往往被人为的割裂开来。虽然金融集聚在绿色发展过程起着至关重要的作用,但是受制于信息非对称性影响,金融集聚对绿色发展的空间衰减边界特征并没有得到普遍重视,其非线性约束机制更是长期受到忽视。本文选取2003—2015年中国285个地级及以上城市的面板数据,首先,从水平与效率视角全面评估绿色发展现状,初步检验了金融集聚与绿色发展的时空非均衡冲击特征;其次,借鉴STIRPAT模型,将地理距离矩阵与技术距离矩阵纳入空间面板杜宾模型,实证分析金融集聚对绿色发展的空间衰减边界;最后,利用面板门槛模型对比分析金融集聚与绿色发展在不同门槛约束下的影响差异,得到以下结论:(1)金融集聚对绿色发展水平或绿色发展效率的影响在时空上都呈现出显著的非对称效应,初步说明金融集聚对绿色发展的影响存在空间依赖性和非线性冲击。(2)金融集聚对邻近地区绿色发展水平影响是一个“先负后正再负”的空间衰减过程,其影响范围大致在400 KM或600 K M范围内,而金融集聚对邻近地区绿色发展效率的影响则随距离的增大呈现“W”型冲击,且整体上以负向作用为主,其影响范围大致在800 KM内,此外,信息技术水平的发展明显有助于增强金融集聚的空间溢出效应。(3)提高金融集聚能够改善金融集聚对绿色发展水平的抑制作用,但伴随着金融集聚的增强,金融集聚对绿色发展效率的促进作用却在显著减弱;只有适度的城市规模才能激发金融集聚对绿色发展水平的促进作用,无论城市规模过大抑或过小都不利于金融集聚作用的发挥,但金融集聚对绿色发展效率的提升作用却不依赖于城市规模的扩张;信息技术的发展,虽不能强化金融集聚对绿色发展水平的促进作用,但却可�Only by combining the perspective of level and efficiency can the state of China’s green development be scientifically understand. However, the two aspects are often separated artificially, which leads to the deviation from analysis and reality. Financial agglomeration plays a vital role in the process of green development. Affected by information asymmetry, financial agglomeration not only shows spatial spillover effect on green development, but also shows spatial attenuation trend, but the spatial attenuation boundary feature has not received universal attention. In addition, as the influence of today’s society on the spatial spillover of financial agglomeration is no longer limited to geographical distance, the existing studies ignore the alleviating effect of modern information technology on geographical distance friction. More importantly, the nonlinear constraint mechanism between financial agglomeration and green development has not attracted enough attention in academic circles. Therefore, in-depth analysis of the complex impact of financial agglomeration on green development can not only be used to observe the regularity of the evolution process of financial agglomeration, but also provide empirical evidence for financial agglomeration to support green development, thus explore a new path suitable for green development in China.The main contribution of this study to the literature is threefold. First, this paper scientifically and objectively evaluates China’s green development from the perspective of level and efficiency. Second, the empirical research not only focuses on the spatial spillover of financial agglomeration to green development, but also pays more attention to the exploration of the spatial attenuation boundary of financial agglomeration, and the impact of information technology on the relationship between financial agglomeration and green development is excavated. Third, this paper also makes an in-depth study of the constraint conditions that lead to the nonlinear impact of financia

关 键 词：金融集聚 绿色发展水平 绿色发展效率 空间面板杜宾模型 面板门槛模型 

分 类 号：F293.1[经济管理—国民经济]