论审判在证券市场风险防范化解中的作用  

On the Role of Trial in the Prevention and Resolution of Securities Market Risks

作　　者：薛峰 马荣伟 

机构地区：[1]北京市第一中级人民法院 [2]昆仑信托有限责任公司法律合规部

出　　处：《中国应用法学》2020年第1期150-167,共18页China Journal of Applied Jurisprudence

摘　　要：司法机关通过审判涉证券市场的民事纠纷、行政争议和刑事犯罪案件,形成个案正义、社会正义、金融正义和经济正义等的均衡状态,发挥保护民事正当权益、稳定市场预期和指引规则形成等作用。防范和化解证券市场风险,重在维护公平正义,守住不发生系统风险的底线,防范非系统风险转化为系统风险是审理涉证券市场各类案件利益衡量的重要因素。In trial of various civil,administrative and criminal cases involving securities market disputes,the judicial organ shall perform its function of protecting civil rights and interest,stabilizing market expectation,and facilitating the formation of relevant rules and guidelines,so as to achieve a balance of justice in individual cases and justice in social,financial and economic effects as a whole.With regard to the role of judicial practices in preventing and addressing securities market risks,emphasis should be placed on safeguarding fairness and justice and holding the bottomline of preventing systematic risks.Therefore,prevention of non-systematic risks from transforming into systematic risks should be a key factor of consideration for the judicial organ to balance the rights and interest of relevant parties in its trial of securities market disputes.

关 键 词：司法 证券市场风险 防范 化解 

分 类 号：D926.2[政治法律—法学] F832.51[经济管理—金融学] D920.5