企业专利质押决策的影响因素  

An Empirical Study of the Factors Influencing Firms Decision on Patent Collateral

作　　者：沈慧君 黄灿[1] 毛昊 Shen Huijun;Huang Can;Mao Hao(Institute for Intellectual Property Management,Zhejiang University,Hangzhou 310058,China;Shanghai International College of Intellectual Property,Tongji University,Shanghai 210092,China)

机构地区：[1]浙江大学管理学院知识产权管理研究所,浙江杭州310058 [2]同济大学上海国际知识产权学院,上海200092

出　　处：《中国科技论坛》2020年第3期74-87,共14页Forum on Science and Technology in China

基　　金：国家自然科学基金面上项目“基于专利交易数据的中国高校和科研院所技术转移的机制和政策分析”(71874152);国家自然科学基金重点项目“‘互联网+’嵌入企业协同创新生态系统研究:新范式与创新行为”(71732008);浙江省科技厅软科学研究计划项目“浙江省物联网产业知识产权管理研究”(2019C25038)。

摘　　要：本文基于企业战略视角,探究企业专利质押决策的影响因素。在专利特征层面,考察专利价值与专利质押的非线性关系;在专利权人特征层面,关注企业规模和企业所有制的影响。基于中国专利调查数据的实证结果表明,专利在市场、技术和法律维度的价值对企业专利质押决策过程具有不同程度的影响;市场和技术维度的价值与专利被质押的概率呈倒U型关系,而法律维度的价值对专利质押没有显著影响;同时,中小企业和私营企业的专利被用于质押的可能性更大。Adopting the strategy perspective,this paper explores the patent-level as well as firm-level factors influencing the firms decision on patent collateral.The nonlinear relationship between the value of patent and the probability of patent collateral is investigated and the impact of firm size and firm ownership is examined.Using data from surveys of Chinese patents conducted by the National Intellectual Property Administration,the empirical analysis shows that an inverted U-shaped relationship exists between the patent economic and technological value and the possibility of firm patents to be used as collateral.While the legal value of patents doesn t show significant influence.Meanwhile,the patents owned by SMEs and domestic private firms are more likely to be pledged.

关 键 词：专利质押 专利价值 企业专利战略 专利运营 

分 类 号：C93[经济管理—管理学]