全球价值链、本地化产业集聚与企业生产率的互动效应  

Global Value Chain,Industry Agglomeration and Firm Productivity s Interactive Effect

作　　者：苏丹妮 盛斌[1,2] 邵朝对 陈帅[3] SU Danni;SHENG Bin;SHAO Chaodui;CHEN Shuai(Research Center of Transnational Corporations,Nankai University;School of Economics,Nankai University;Hangzhou Central Sub-branch,People's Bank of China)

机构地区：[1]南开大学跨国公司研究中心,300071 [2]南开大学经济学院,300071 [3]中国人民银行杭州中心支行,310000

出　　处：《经济研究》2020年第3期100-115,共16页Economic Research Journal

基　　金：国家自然科学基金青年项目(71903102、71903101);中国博士后科学基金面上一等资助项目(2018M640223);文化名家暨“四个一批”人才自主选题项目《全球价值链背景下国际经济规则的重构及中国的角色》的资助。

摘　　要：本文将国际生产体系下的全球价值链(GVC)和国内生产体系下的本地化产业集群置于统一的分析框架,阐述了全球价值链、产业集聚与企业生产率的互动机制,并在全方位测度企业GVC指标包括分工地位、上游环节参与度、下游环节参与度的基础上对2000—2007年中国制造业企业进行了实证分析。研究表明:GVC分工地位越高的企业生产率亦越高,但通过阻滞资源互通与能力互仿“双壁垒”而实施的战略隔绝弱化了本地化聚集经济对企业生产率的正向溢出。从GVC不同嵌入方式来看,GVC上游环节参与度越高的企业与本地产业集群的空间关联度越弱,而GVC下游环节参与度越高的企业与本地产业集群的空间关联度越强。深入分析集聚三种空间外溢渠道后发现,主要通过劳动力蓄水池和知识技术溢出,企业不同GVC嵌入方式与产业集聚呈现了异质性的生产率互动效应,形成了全球价值链视角下“上游嵌入者-下游嵌入者”与国内生产体系互动的二元分割结构,而中间投入共享并未发挥作用。Since the 1980s,the global value chain(GVC)characterized by the“global deconstruction of production”and“global integration of trade”has rapidly expanded.Since the reform and opening up,and especially since joining the WTO in 2001,China has become increasingly integrated into the GVC,and its position and role in the GVC have changed significantly.At the same time,the agglomeration of the domestic economy has rapidly increased,becoming an important symbol of China's economic growth miracle.Obviously,in this interactive process of deepening domestic economic agglomeration and increasing participation in the GVC,China s firms serve as part of the production system of domestic large-scale local industry clusters and of the production system of the intricate interweaving GVC.Thus,this raises the question of what kind of interactive relationship exists between the GVC and domestic local industrial clusters for firms,and what impact this interaction has on firms' production performance.These questions highlight important theoretical and policy issues relating to the overall situation of the domestic and foreign markets and resources from the perspective of GVC.This paper is the first to combine the GVC led international production system and the agglomeration of local industries under the domestic production system in a unified framework.This framework is used to construct an interactive mechanism of the GVC,industry agglomeration,and firm productivity.This mechanism is then used to empirically analyze China's manufacturing firms from 2000 to 2007 on the basis of a comprehensive firm GVC index that includes division position,upstream participation,and downstream participation.The results show that the higher the division position in the GVC,the higher the firm's productivity.However,the implementation of strategic isolation by using“double barriers”to block the mutual flow of resources and the mutual imitation of ability weakens the positive spillover of agglomeration to firm productivity.With respect to the

关 键 词：全球价值链 产业集聚 生产率互动效应 生产体系二元分割 

分 类 号：F424[经济管理—产业经济]