R&D补贴对企业技术创新的资源配置效应——国外实证研究进展综述  

The Resources Allocation Effects of R&D Subsidy on Firm Technological Innovation:Review on Overseas Latest Empirical Evaluation Literature

作　　者：刘玉洪 LIU Yu-hong

机构地区：[1]中国社会科学院研究生院工业经济系

出　　处：《经济论坛》2020年第1期24-36,共13页Economic Forum

摘　　要：基于2000年以来国外期刊发表的关于R&D补贴效应的实证研究文献,从内生增长理论和组织学习理论视角,对R&D投入和产出,企业绩效和行为额外性进行评述。研究发现R&D补贴对企业技术创新的资源配置效应因使用不同的数据及指标,不同的研究方法和模型,研究对象的组织、制度、文化等因素的差异而存在异质性,因此,无须追求所谓正确的定论。同时,R&D补贴作为重要的产业政策工具不存在通用模式,必须根据各国的特定环境和制度加以调整。最后,从配置成本、综合框架和政策组合方面对未来的研究方向进行了展望。This paper focuses on the empirical evaluation literatures of public R&D support published in overseas journals mainly since 2000 and reviews on the effectiveness of R&D subsidy on R&D investment, output and behavioral additionality based on neoclassical economic theory and organizational learning theory, respectively.There exists heterogeneity of R&D support on firm technological innovation because of data and measurement used,methods and models developed, and varieties of organizations, institutional and cultures where policy implemented.Hence, it is unnecessary to find the "right" and "definitive" conclusion on the evaluation studies. Meanwhile,as one of important industrial policy instruments, there is no general model of R&D subsidy, which must be adjusted according to local political, institutional and cultural environment of individual country. Finally, using allocation costs, comprehensive framework and policy mix for future evaluation on the effectiveness of R&D subsidy policy is suggested.

关 键 词：R&D补贴 技术创新 资源配置 行为额外性 因果链 政策组合 

分 类 号：F810.45[经济管理—财政学] F273.1