我国与“一带一路”沿线国家跨境破产司法合作的现实困境与解决路径  

Judicial Cooperation between China and the States along the Belt and Road in Cross-Border Insolvency:Dilemma and Solutions

作　　者：张玲[1] ZHANG Ling

机构地区：[1]中国政法大学国际法学院

出　　处：《暨南学报（哲学社会科学版）》2020年第6期61-72,共12页Jinan Journal(Philosophy and Social Sciences)

基　　金：最高人民法院法律研修学者项目(批准号:FLYX201805)。

摘　　要：“一带一路”建设中跨境投资与贸易迅速发展,但沿线国家跨境破产司法合作机制尚未建立,涉“一带一路”跨境破产争议解决缺乏有力的法律保障。在国际层面建立跨境破产双边与多边合作机制,国内层面完善我国跨境破产制度是解决我国与沿线国家破产程序相互承认与协助问题的并行路径。我国有必要与沿线国家共建以主要破产程序为主的平行破产协调机制和法院间信息沟通与共享制度,解决各国跨境破产法发展不平衡和双边与多边司法合作协议供给不足问题。在国内层面完善我国跨境破产制度,明确承认对象和协助措施的范围,确定法律互惠的判断标准,从程序公正和促进跨境破产司法合作双重维度对本国债权人利益予以合理保护,明晰公共政策例外条款在跨境破产案件中适用的边界,为承认与协助沿线国家破产程序提供法律保障。Cross-border investment and trade are developing rapidly in the construction of“One Belt,One Road”,but judicial cooperation mechanisms for cross-border insolvency in states along the route have not yet been established,and the settlement of related disputes involving the Belt and Road Initiatives lacks legal guarantee.The establishment of bilateral and multilateral cooperation mechanism of cross-border insolvency at the international level and the improvement of Chinese cross-border insolvency law are parallel paths for the mutual recognition and assistance of insolvency proceedings between China and the states along the route.It is necessary for China and the states along the route to establish a coordination mechanism of parallel proceedings and information communication mechanism between courts to work out the unbalanced development of cross-border insolvency law and insufficient supply of judicial assistance agreements.To improve cross-border insolvency mechanism in China at domestic level,it s also necessary to clarify the object of recognition,relief measures and the standard of legal reciprocity,protect the interests of domestic creditors from the dual dimension of due process and cross-border insolvency judicial cooperation,definite the boundary of public policy exception clauses in the application of cross-border insolvency cases.

关 键 词：跨境破产 司法合作 承认与协助 一带一路 

分 类 号：D9[政治法律—法学]