“诚实信用原则”引入专利驳回和无效理由的法律构造--兼评专利法第四次修正案(草案)第二十条  

The Legal Structure of Introducing Patent Rejection and Invalidity Reasons into"Good Faith Principle"——Remarks on Article 20 of the Patent Law the Fourth Amendment(Draft)

作　　者：饶先成 RAO Xian-cheng(Law School,Nanjing University,Nanjing 210093,China)

机构地区：[1]南京大学法学院,南京210093

出　　处：《科技与法律》2020年第4期22-30,共9页Science Technology and Law

摘　　要：《专利法第四次修正案(草案)》新增第二十条中引入了诚实信用原则,但缺乏具体化的适用路径。基于专利契约理论,将专利权视为专利权人与社会公众之间的契约,从而将不诚信专利申请行为视为违反先契约义务的行为,专利权人应当承担缔约过失责任。将专利申请的驳回和专利权的无效作为缔约过失责任的责任形式,从而实现诚实信用原则在《修正案(草案)》中的具体化适用。本文认为,应考察美国不正当行为原则和日本关于冒认专利的法律规定,并结合我国《商标法》的立法实践,通过设置衔接条款,来限定不诚信专利申请行为的具体情形,实现《专利法实施细则》对衔接条款的援引。The principle of good faith is introduced into the new 20th article of the fourth amendment(draft)of the pat⁃ent law,but there is no specific application path.Based on the theory of patent contract,the patent right is regarded as a contract between the patentee and the public,thus the dishonest patent application is regarded as violation of the ob⁃ligation of pre-contract.The patentee should bear the responsibility of contracting fault.The rejection of patent appli⁃cation and invalidity of patent right can be regarded as the liability form result from contracting fault liability,so as to realize the specific application of the good faith principle in the amendment(draft).By examining the principles of im⁃proper conduct in the United States and the legal provisions of Japan on counterfeiting patent,and combining with the legislative practice of China's trademark law,a cohesive clause is set up to limit the specific circumstances of dishon⁃est patent application,and realize the citation of cohesive clause in the Implementation Rules of the Patent Law.

关 键 词：诚实信用原则 专利契约论 先契约义务 缔约过失责任 专利驳回无效理由 

分 类 号：D923.42[政治法律—民商法学]