民营企业的刑事合规及刑事法风险防范探析  

Research on the Problem of Compliance and Criminal Risk Prevention in the Private Enterprise

作　　者：卢勤忠[1] LU Qinzhong(School of Criminal Law,East China Universily of Political Science and Law,Shanghai 200042,China)

机构地区：[1]华东政法大学刑事法学院,上海200042

出　　处：《法学论坛》2020年第4期127-137,共11页Legal Forum

基　　金：作者主持的2019年度国家社科基金一般项目《民营企业的刑事法律风险及刑法保护研究》(19BFX072)的阶段性研究成果。

摘　　要："合规"应该包括合规的主体、合规的内容和合规的标准三个方面的要素。企业的刑事合规就是要考量如何最大限度地去避免这种刑事法风险,通过各种措施来避免触犯刑法规定行为的发生。当前民营企业面临的刑事法风险主要表现在融资、出借资金、税收缴纳、公关交往、内部人员犯罪、企业产权的平等保护和刑事强制措施适用等方面。防范民营企业刑事法风险必须更新观念,树立法治理念,从完善刑事立法,公正刑事司法等角度来采取相应对策。the concept compliance should contain the compliance subject,compliance contents and its standard.Corporate criminal compliance means preventing criminal risk in the corporate by way of internal control measures.The criminal risk the private enterprises face now are mainly in the area of financing,money lending,tax pay,business communication,internal staff crimes,equal protection of corporate property rights as well as the application of criminal coercive measure.To prevent corporate criminal risk,we should renew ideas,respect the concept of the rule of law,improve the legislation and promote judicial justice.

关 键 词：民营企业 刑事合规 刑事法风险 刑法保护 

分 类 号：D914[政治法律—刑法学]