双重环境规制约束下技术创新对工业绿色增长的影响  

The Impact of Technological Innovation on Industrial Green Growth under theConstraints of Dual Environmental Regulations

作　　者：叶红雨[1] 姜舒 Ye Hongyu;Jiang Shu(School of Management,University of Shanghai for Science and Technology,Shanghai 200093,China)

机构地区：[1]上海理工大学管理学院,上海200093

出　　处：《西部经济管理论坛》2020年第4期38-46,共9页West Forum on Economy and Management

基　　金：国家自然科学基金项目“基于技术创新能力的中国制造业并购协同机理及实现路径研究”(71371124)。

摘　　要：检验环境规制约束下技术创新对工业绿色增长的影响并确定最优规制水平,对于环境规制的制定和工业绿色发展具有重要意义。文章选取2008-2017年中国省际工业面板数据对环境规制约束条件下技术创新对工业绿色增长的影响进行研究。文章首先基于系统GMM模型分析正式和非正式环境规制通过引导技术创新促进工业绿色增长的影响机制;其次构建面板门槛模型,分析在环境规制强度变化的情况下技术创新对工业绿色增长的影响,并确定最优规制区间;最后对实证部分进行稳健性检验。研究结果显示:1)正式环境规制既可以直接促进工业绿色增长,也可以通过技术创新来间接影响工业绿色增长。基于正式环境规制约束,技术创新对绿色增长的影响存在双重门槛,在中等强度正式环境规制区间内,技术创新的促进作用最明显。2)非正式环境规制对工业绿色增长的直接促进作用不明显,但可以通过影响技术创新来促进工业绿色增长。基于非正式环境规制约束,技术创新对工业绿色增长的影响存在单一门槛,只有在较高水平非正式环境规制强度区间内,技术创新才能发挥显著的积极作用。3)从地区看,中国位于最优规制区间的省份很少。It is of great significance for the formulation of environmental regulation and industrial green development to examine the impact of technological innovation on industrial green growth under environmental regulation constraints and determine the optimal regulation level.The paper takes the panel data of China’s inter-provincial industries from 2008 to 2017 to study the impact of technological innovation on industrial green growth under the constraints of environmental regulation.Firstly,it analyzes the influence mechanism of formal and informal environmental regulations that guide technological innovation and promote green growth based on the systematic GMM model.Secondly,it builds the panel threshold model to analyze the impact of technological innovation on green growth under the change of environmental regulation intensity,and determine the optimal regulation interval.Finally,it carries out the robustness test for the empirical study.The results show that:1)Formal environmental regulation can either directly promote green growth,or indirectly affect it by technological innovation.Based on the constraints of formal environmental regulation,the impact of technological innovation on green growth has a double threshold,and the promotion of technological innovation is the most obvious in the interval of moderate-intensity formal environmental regulation.2)Informal environmental regulation cannot directly promote green growth,but can help green growth by influencing technological innovation.Under the constraints of informal environmental regulation,technological innovation has a single threshold for green growth.Only in the higher level of informal environmental regulation intensity range,can technological innovation play a significant positive role.3)Very few provinces are in the optimal regulatory range from a regional perspective.

关 键 词：双重环境规制 技术创新 工业绿色增长 系统GMM模型 门槛回归模型 

分 类 号：F127[经济管理—世界经济] F224