美国发起知识产权调查动因的实证研究——来自全球的经验证据  

An Empirical Study on the Motivation of Intellectual Property Investigation Initiated by the United States——Empirical Evidence from the World

作　　者：代中强 梁俊伟 DAI Zhongqiang;LIANG Junwei

机构地区：[1]上海对外经贸大学国际经贸学院 [2]广东外语外贸大学经济贸易学院

出　　处：《国际贸易问题》2020年第11期143-158,共16页Journal of International Trade

基　　金：国家社会科学基金一般项目“中美贸易摩擦背景下美国知识产权调查的触发机制、影响效应及应对策略研究”(19BJL118)。

摘　　要：本文在分析影响美国发起知识产权调查的不同动机和机制的基础上,使用面板托宾回归模型来研究美国发起知识产权调查背后的真实动因。研究发现:美国贸易赤字、贸易伙伴在美国专利申请量、被美国“特殊301报告”列为重点名单等因素显著影响知识产权调查的频次和概率,而贸易伙伴的知识产权保护水平改善、美国对贸易伙伴的出口依赖程度等并不能降低调查的频次和概率。研究表明:美国发起的知识产权调查完全偏离其所宣称的公平贸易目标,实质上构成贸易壁垒,进一步的稳健性检验也支持该实证结论。Based on the analysis of the influence mechanism of intellectual property investigation under different motivations,this paper used panel Tobit model to study the real motivation behind the initiation of intellectual property investigation.The main findings are as follows:the United States trade deficit,trading partners􀆳patent applications in the United States and“priority foreign countries”in the Special 301 Report significantly affect the investigation frequency and probability.While the level of trade partners􀆳IPR protection and trade interdependence does not reduce the investigation frequency and probability.Empirical study shows that the intellectual property investigation deviates completely from the goal of fair trade and has actually become a trade barrier.All those robust checks support the main findings in this paper.

关 键 词：知识产权调查 公平贸易 保护贸易 动因 

分 类 号：F742[经济管理—国际贸易]