跨国并购中的国家安全审查问题及应对——知识产权的利益考量视角  

Research on National Security Review Issues and Countermeasures in Cross-border Mergers and Acquisitions——From the perspective of intellectual property interests

作　　者：胡宏雁[1,2] HU Hong-yan

机构地区：[1]吉林大学法学院 [2]三亚学院法学与社会学学院

出　　处：《北方法学》2020年第6期116-122,共7页Northern Legal Science

基　　金：2020年海南省哲学社会科学规划课题研究项目“海南自贸港利用外资风险与法律防范研究”[HNSK(ZX)20—23]的阶段性成果。

摘　　要：跨国并购中的知识产权与国家安全审查并存时,产生的问题较为复杂。国家安全审查常常是跨国并购中的障碍因素,同时也是国家主权维护、公共利益保护的重要体现。随着知识产权在企业资产与运营中地位的不断提升,跨国并购引发的知识产权层面的国家安全问题受到越来越多的关注。近年来,美欧加强了并购中知识产权层面的国家安全审查力度,新冠疫情引发一些国家对中国企业抢购不良资产的担忧并促使其收紧投资政策,使得中国企业跨国并购面临更大的阻力和障碍。同时,中国国内基础设施和投资法治环境的优化,吸引了大量的外资进入中国,使中国国内面临着相同的问题。面对以上问题,可以从跨国并购中知识产权层面的国家安全范畴界定与类型化着手,探究如何规范外资在中国的并购行为、如何促进跨国并购中规避知识产权层面安全审查而获取目标方优质知识产权的路径,从而处理好涉及知识产权的跨国并购国家安全审查问题。Cross-border mergers and acquisitions may involve many issues,and when the intellectual property rights and national security review coexist,the issues would be more complicated. National security review is often an obstacle in cross-border mergers and acquisitions. It is also an important manifestation of national sovereignty protection and public interest protection in the field of cross-border mergers and acquisitions. With the continuous improvement of the status of intellectual property in corporate assets and operations,national security issues at the intellectual property level caused by cross-border mergers and acquisitions have attracted more and more attention. In recent years,the U. S. and Europe have strengthened national security reviews at the intellectual property level in mergers and acquisitions. This year’s Covid-19 has triggered concerns about Chinese companies snapping up toxic assets and prompting them to tighten investment policies,and Chinese companies face greater resistance and obstacles in cross-border mergers and acquisitions.. At the same time,due to the optimization of China’s domestic infrastructure and legal environment for investment,a large amount of foreign capital has been attracted into China,China is facing more severe national security issues caused by mergers and acquisitions of intellectual property rights. In view of the above problems,we can start from the definition and categorization of national security at the intellectual property level in cross-border mergers and acquisitions,learn from the legal experience of other countries in strengthening national security reviews at the level of technical security and cultural security,and explore how to regulate foreign capital’s mergers and acquisitions in China. Furthermore,promote the way to avoid the security review of the intellectual property level in cross-border mergers and acquisitions and obtain the target’s high-quality intellectual property rights,so as to properly handle the national security review of cros

关 键 词：跨国并购 知识产权 国家安全审查 

分 类 号：DF961[政治法律—国际法学]