中国式证券集团诉讼研究  

Research on Class Action of Securities with Chinese Features

作　　者：汤维建[1] Tang Weijian

机构地区：[1]中国人民大学法学院,北京100872

出　　处：《法学杂志》2020年第12期100-112,共13页Law Science Magazine

基　　金：2018年度北京市习近平新时代中国特色社会主义思想研究中心重点项目;北京市社会科学基金重点项目“中国特色社会主义程序法治研究”(项目编号:18KDAL027)的阶段性成果。

摘　　要：我国证券市场的治理模式长期有"重行轻民""重监管、轻诉讼"之弊,诉讼手段长期被司法解释所遮蔽和搁置。《证券法》修改后引入"明示退出、默示加入"这一集团诉讼的核心要素,并确定由投资者保护机构为诉讼代表人,自此中国式证券集团诉讼登上历史舞台。为使我国证券集团诉讼行稳致远,有必要着力构建与完善诉讼代表机制、律师代理机制、通知公告机制、集团确认机制、成员进退机制、和解调解机制、效力扩张机制、执行分配机制、公私益诉讼融合机制、滥诉防控机制等集团诉讼所特有的诉讼机制。The governance pattern of China’s securities market has long been characterized by"emphasizing administrative liability over civil liability","emphasizing supervision over litigation",and the means of litigation have long been obscured and shelved by judicial interpretation.After the amendment of the Securities Law,the core elements of the class action of"opt out"were introduced,and the investor protection institution has been confirmed as the representative of the class action.In order to make our country’s securities class action implemented well,it is necessary to figure out and perfect the lawsuit representative mechanism,the lawyer’s agency mechanism,the announcement mechanism,the class certification mechanism,the mechanism of opt in and opt out,the settlement and mediation mechanism,the res judicata expansion mechanism,the rewards distribution mechanism,the public and private interest litigation fusion mechanism,the abuse of prosecution mechanism and so on,which are the unique lawsuit mechanism of the group lawsuit.

关 键 词：证券集团诉讼 诉讼代表人 投资保护机构 诉讼机制 

分 类 号：D922.287[政治法律—经济法学]