混合所有制改革是否有助于缓解人力资本配置扭曲  

Does the Mixed Ownership Reform of State-Owned Enterprises Help to Alleviate Human Capital Allocation Distortion?

作　　者：李勇[1] 葛晶 李佩 LI Yong;GE Jing;LI Pei(School of Economics and Management,Northwest University,Xi an 710127,China;National Academy of Development and Strategy,Renmin University of China,Beijing 100872,China)

机构地区：[1]西北大学经济管理学院,陕西西安710127 [2]中国人民大学国家发展与战略研究院,北京100872

出　　处：《南京审计大学学报》2020年第6期101-110,共10页Journal of Nanjing Audit University

基　　金：国家自然科学基金青年项目(71704141);教育部人文社会科学基金青年项目(17YJC790084);陕西省社会科学基金项目(2015D001)。

摘　　要：将人力资本在所有制企业间的配置扭曲(错配)理解为技术配置扭曲和规模配置扭曲两个方面,基于1998—2013年中国工业企业数据库的相关数据,探讨国有企业混合所有制改革影响人力资本配置扭曲的内生机理,结果表明:混合所有制改革鼓励非国有资本通过参股、控股和并购等方式参与到国有企业的生产决策中,这有助于完善国有企业的公司治理结构和利润分配机制,进一步缓解人力资本的技术配置扭曲和规模配置扭曲程度;相对于非行政垄断行业,行政垄断行业中国有企业混合所有制改革对于人力资本配置扭曲的缓解作用较小。In this paper,the distorted(mismatched)allocation of human capital among ownership enterprises is considered as two aspects of technology allocation distortion and scale allocation distortion.Based on the relevant data of China s industrial enterprise database from 1998 to 2013,this paper discusses the endogenous mechanism of mixed ownership reform of state-owned enterprises affecting the distortion of human capital allocation.The results show that the mixed ownership reform encourages non-state-owned capital to participate in the production decision-making of state-owned enterprises by means of equity participation,holdings,and M&A,which helps to improve the corporate governance structure and profit distribution mechanism of state-owned enterprises,and can further alleviate the technology allocation distortion and scale allocation distortion of human capital.Compared with non-administrative monopoly industries,mixed ownership reforms in administrative monopoly industries have a smaller effect on alleviating the distortion of human capital allocation.

关 键 词：混合所有制改革 人力资本配置扭曲 技术配置扭曲 规模配置扭曲 行政垄断 行业壁垒 信贷竞争 

分 类 号：F121.24[经济管理—世界经济] F279.2