研发投入结构对高质量创新的影响——兼论有为政府和有效市场的协同效应  

The Effect of R&D Investment Structure on High-Quality Innovation——Also on the Synergy of Promising Government and Effective Market

作　　者：赵玉林[1,2] 刘超 谷军健 Zhao Yulin;Liu Chao;Gu Junjian(School of Economics,Wuhan University of Technology,Wuhan 430070,China;Hubei Provincial Research Center for S&T Innovation and Economic Development,Wuhan 430070,China;PBC School of Finance,Tsinghua University,Beijing 100083,China)

机构地区：[1]武汉理工大学经济学院,湖北武汉430070 [2]湖北省科技创新与经济发展研究中心,湖北武汉430070 [3]清华大学五道口金融学院,北京100083

出　　处：《中国科技论坛》2021年第1期55-64,共10页Forum on Science and Technology in China

基　　金：国家社会科学基金重点项目“战略性新兴产业发展理论与政策研究”(11AZD081);湖北省软科学项目“湖北促进高新区提档升级的对策研究”(2019ADC019)。

摘　　要：本文从研发投入结构调整视角探讨实现高质量创新的有效途径,从理论上分析不同研发投入对高质量创新产出的作用以及政府支持和市场化的调节机理,运用中国省级区域国际“专利合作条约”(PCT)的申请数据,从经费和人员两个层面实证检验了研发投入结构对高质量创新的影响。研究发现:①基础研究和应用研究均显著促进中国地区高质量创新,而试验发展没有发挥作用;②政府支持基础研究显著扩大其对高质量创新的促进效应,而政府支持应用研究和试验发展发挥的作用十分有限;③市场化水平较高的地区,基础研究对高质量创新产出的促进效应更大,而应用研究和试验发展仍没有显著影响。因而,为实现中国高质量创新有必要加大基础研究投入,注重发挥有为政府与有效市场的协同效应。This article explores the effective ways to achieve high-quality innovation from the perspective of R&D input structure adjustment,theoretically analyzes the effects of different R&D inputs on high-quality innovation output and the regulatory mechanism of government support and marketization.Using China's provincial regional international“The application data of the Patent Cooperation Treaty”(PCT)the impact of R&D input structure on high-quality innovation from both the funding and personnel levels has been empirically tested.The study found the followings.①Basic research and applied research both significantly promote high-quality innovation in China,but experimental development has not played the role.②Government support for basic research significantly expands its promotion effect on high-quality innovation,while government supports applied research and the role played by experimental development is very limited.③In areas with high marketization levels,basic research has a greater effect on promoting high-quality innovation output,while applied research and experimental development still have no significant impact.Therefore,in order to achieve high-quality innovation in China,it is necessary to increase investment in basic research and focus on the synergy of promising government and effective market.

关 键 词：研发投入结构 高质量创新 基础研究 

分 类 号：F202[经济管理—国民经济]